SIOP Europe - Società Italiana di Chirurgia Pediatrica
Transcript
SIOP Europe - Società Italiana di Chirurgia Pediatrica
Société Internationale d'Oncologie Pédiatrique SIOP Europe International Society of Paediatric Oncology Unresectable Neuroblastoma Protocol Neuroblastoma Localizzato Non Operabile MYCN non-amplificato età > 1 anno Protocollo Terapeutico Versione finale: Aprile 2000 (Emendato: Ottobre 2000) Neuroblastoma Localizzato Non Operabile MYCN non Amplificato età > 1 anno Protocollo Terapeutico Questo protocollo deriva dalla discussione di diversi gruppi cooperativi nazionali europei. Il comitato di scrittura è stato costituito da: Oncologia Pediatrica: Jan Kohler Victoria Castel Alberto Garaventa Herve Rubie United Kingdom (Chairman) Spain Italy France Chirurgia Pediatrica: Keith Holmes Tom Monclair Giovanni Cecchetto United Kingdom Norway Italy Anatomia Patologica: Claudio Gambini Italy Biologia: Gian Paolo Tonini Italy Statistica: John Imeson Paulo Bruzzi United Kingdom Italy Comitato di monitoraggio: Kate Matthay, Les Robison e Jean-Michel Zucker Comitato biologico: Peter Ambros Inge Ambros Jerome Couturier Nick Bown John Lunec Comitato Anatomia Patologica: Michel Peuchmaur Emanuele d’Amore Klaus Beiske Claudio Gambini Inge Ambros Traduzione italiana a cura di Alberto Garaventa, Massimo Conte e Paolo Magillo COORDINATORI NAZIONALI AUSTRIA Dr Ruth Ladenstein St Anna’s Children’s Hospital Kinderspitalgasse t 1090 VIENNA Austria Tel + 43 1 40470 Fax + 43 1 40170 759 E mail [email protected] BELGIO Dr Genevieve Laureys Universital Hospital Gent De Pintelaan 185 9000 GENT Belgium Tel + 32 9 2402111 Fax + 32 9 2403875 E mail [email protected] DANIMARCA Dr Niels Carlson Dept of Pediatrics Odense University Hospital DK-5000 Odense, Denmark Tel + 45 66 11 33 33 Fax + 45 65 91 18 62 E mail FRANCIA Dr Herve Rubie Hopital Des Enfants 330 avenue de Grande-Bretagne B.P. 3119-31026 TOULOUSE, Cedex 3, France Tel + 33 5 34 558609 Fax + 33 5 34 558612 E mail [email protected] GERMANIA Prof Frank Berthold University of Cologne Dept. of Padiatrics Joseph Stelzmann Straae 9 50924 KOLN Germany Tel + 49 221 4784380 Fax + 49 221 4784689 E mail [email protected] ITALIA Dr Alberto Garaventa Dept Hematology/Oncology G Gaslini Children’s Hospital Largo Gerolamo Gaslini 5 16148 GENOVA Italy Tel + 39 010 5636464 Fax + 39 010 3762322 E mail [email protected] NORVEGIA Dr Ingebjorg Storm-Mathisen University Hospital Dept Paediatrics 00027 OSLO Norway Tel + 47 22 869067 Fax + 47 22 422822 E mail PORTOGALLO Dr Ana Forjaz de Lacerda Instituto de Oncologia R Prof Lima Basco 1093 Lisboa Codex PORTUGAL Tel + 35 1 217 200 429 Fax + 35 1 217 200 417 E mail SPAGNA Dr Victoria Castel Hospital Infanil “La-Fe” Avenida Campanar 21 46009 VALENCIA Spain Tel + 34 96 3862789 Fax + 34 96 3868700 E mail [email protected] SVEZIA Dr Ildiko Marky Dept Paediatrics Ostra Hospital Ostra-S-41685 GOTHENBURG Sweden Tel + 46 31 Fax + 46 31 843010 E mail [email protected] SVIZZERA Dr Maja Nenadov Beck University Hospital (chuv) Rue de Burgnon 1011 LAUSANNE Switzerland Tel + 41 21 3143567 Fax + 41 21 3143332 E mail [email protected] GRAN BRETAGNA Dr Jan Kohler Dept Paediatric Oncology Southampton General Hospital Tremona Road Southampton SO16 6YD HAMPSHIRE UK Tel + 44 23 80794101 Fax + 44 23 80794962 E mail [email protected] INDICE Page 1. Introduzione e Razionale 5 2. Dati Europei 6 3. Obiettivi 9 4. Disegno dello Studio 10 5. Eligibilità 11 6. Inquadramento diagnostico 11 7. Linee Guida Anatomo Patologiche 12 8. Studi Biologici 12 9. Linee Guida Chirurgiche 13 10. Terapia 17 11. Modifiche per tossicità 18 12. Valutazione durante il trattamento 19 13. Valutazione al termine del trattamento 20 14. Elementi statistici 20 15. Consenso informato 23 16. Bibliografia 27 ASPETTI ORGANIZZATIVI 17. Appendici: 1. International Staging & Response Criteria 29 2. Scintigraphy Protocol 33 3. Drug Information 36 4. Common Toxicity Criteria 39 5. Treatment of Progressive Disease 42 6. SIOP Pathology & Biology Guidelines 45 7. Organisational Aspects 65 8. National Reference Laboratory Guidelines 68 1. 1.1 1. INTRODUZIONE E RAZIONALE Età e stadio alla diagnosi sono considerati i fattori prognostici più importanti nei bambini affetti da neuroblastoma. Recentemente vari studi hanno documentato il ruolo prognostico di alcuni fattori biologici. In particolare, l’amplificazione dell’ oncogene MYCN appare fortemente associata a maggior rischio di recidiva. Su questa base il protocollo europeo LNESG (94.01 TRIAL), da poco concluso, ha trattato con la sola chirurgia i pazienti affetti da neuroblastoma stadio INSS 2 senza amplificazione di MYCN. Il ruolo della terapia adiuvante nei casi di malattia in stadio 3 (e dei pochi casi di stadio 2) non resecabile alla diagnosi, ma con caratteristiche biologiche favorevoli deve dunque essere valutato. 1.2 Solo il 15-20% di tutti i casi di neuroblastoma si presentano in stadio 3 e di questi il 10-15% presentano amplificazione di MYCN. Vi è inoltre un piccolo sottogruppo di neoplasie in stadio 2 non resecabili alla diagnosi. Data la scarsa numerosità di questa casistica solo uno studio cooperativo multinazionale può rispondere ad interrogativi relativi all'approccio terapeutico. I dati derivati dal LNESG (che comprende 11 gruppi nazionali) indicano che un simile studio può reclutare circa 40 casi di stadio 3 per anno, dei quali due terzi di età superiore all’anno alla diagnosi, il 10% dei quali avrà il gene MYCN amplificato. 1.3 Resecabilità del tumore primitivo La discussione relativa alla terapia del neuroblastoma localizzato si è spesso focalizzata sulla asportabilità della neoplasia sia alla diagnosi che dopo chemioterapia. Matthay et al3 hanno riportato un'eccellente sopravvivenza per i casi di neuroblastoma di Stadio 2, indipendentemente dal residuo chirurgico. 1.3.1 Strother et al4 hanno analizzato l’ event-free survival (EFS) a 2 anni di 49 pazienti di età superiore all’ anno alla diagnosi con stadio 2B o 3 biologicamente favorevole trattati con i protocolli POG 8742 and 9244. L’ EFS a due anni per 21 bambini con neoplasia completamente asportata alla diagnosi (15 stadio 2B, 6 stadio 3) era dell'85% e del 70% per i 28 pazienti con neoplasia asportata in modo non radicale (5 stadio 2B, 23 stadio 3). Nonostante il trend le differenze in EFS non erano statisticamente significative. Un numero inferiore di stadi 3 erano stati sottoposti ad intervento radicale alla diagnosi, ma non vi era differenza nella EFS. Una chemioterapia intensiva era somministrata a tutti pazienti (Vincristina, Cisplatino, VP16, Ciclofosfamide + Doxorubicina o Carboplatino) e la radioterapia veniva somministrata solo ai pazienti con malattia residua dopo intervento chirurgico differito. 1.3.2 Powis et al5 hanno valutato gli effetti dell'escissione chirurgica radicale nei pazienti con stadio 3 di Evans registrati nello studio dell’ ENSG tra il 1982 e il 1992. Nessun dato biologico era valutabile. La sopravvivenza complessiva (OS) dei pazienti di età > 1 anno con asportazione macroscopicamente radicale della neoplasia non differiva significativamente da quella dei pazienti con asportazione non radicale (OS 67% vs 42%; p =0.06). Se tuttavia l'esame istologico confermava l'asportazione chirurgica radicale (come fu documentato in 29 su 47 casi) vi era un vantaggio significativo (OS 86% vs 44%; p < 0.007). 1.3.3 Questi dati concordano con quelli di Haase et al6 per il Children’s Cancer Study Group (CCSG) che ha riportato una sopravvivenza: del 77% per i 26 pazienti nei quali era stata ottenuta una asportazione chirurgica radicale contro il 28% per i 32 casi con chirurgia incompleta. Nella più recente analisi del CCSG 7 relativa a 136 pazienti, anche l'asportazione chirurgica radicale era associata ed una OS migliore (86% vs 56%). 1.3.4 Kushner et al8 suggeriscono che per i casi di neuroblastoma localizzato o di stadio 4s con caratteristiche biologiche favorevoli la chemioterapia non sia necessaria. Essi hanno descritto 31 pazienti di cui 17 di stadio 2 o 3. Sei dei 13 pazienti di stadio 2 e due dei 4 di stadio 3, avevano un residuo macroscopico dopo l'intervento chirurgico alla diagnosi. Curiosamente, l’unico paziente di stadio 2 che ricevette chemioterapia fu il solo a presentare una recidiva. Il 53% dei pazienti di stadio 2 e 3 avevano < 1 anno alla diagnosi. Tuttavia 2 pazienti di stadio 3 con residuo macroscopico avevano 14 e 72 mesi alla diagnosi. Kushner non ha documentato nessun caso di neoplasia con caratteristiche biologiche favorevoli progredita da stadio < 4 a stadio 4. 2. DATI EUROPEI 2.1 FRANCIA (SFOP) La SFOP ha descritto 316 casi di neuroblastoma localizzato dei quali 164 di età > 1 anno alla diagnosi. L'outcome dei bambini sotto e sopra all'anno era simile ma l’EFS per i pazienti con neoplasia resecabile era leggermente superiore a quella dei pazienti con neoplasia non asportabile (89% vs 78%). La presenza di amplificazione di MYCN era il fattore prognostico sfavorevole più significativo. Un ulteriore lavoro10 della SFOP si è concentrato sui 130 bambini della stessa serie, nei quali la neoplasia era stata giudicata inoperabile. Di questi 130 casi 78 avevano > 1 anno alla diagnosi e 34 dei 41 valutabili per MYCN non avevano amplificazione. La chemioterapia iniziale (2 cicli di Carboplatino e VP16 seguiti da 2 cicli di Ciclofosfamide + Vincristina + Doxorubicina [CADO]) era stata seguita dalla chirurgia in 33 pazienti, risultata radicale in 21 (64%). I pazienti con residuo postoperatorio, sia macroscopico che microscopico, ricevevano due ulteriori cicli di chemioterapia. Alcuni di essi, persistendo un residuo macroscopico (n=16), sono andati incontro ad un secondo intervento (n=4), o hanno ricevuto radioterapia sul residuo (n=4). La tossicità della chemioterapia è stata moderata. Con questa strategia l'OS e l'EFS dei 34 pazienti MYCN non amplificati di età superiore all'anno alla diagnosi, sono risultate essere rispettivamente 94% + 8% e 91% + 14%, confrontabili a quelli dei bambini con neoplasia primitiva resecabile. Terapia attuale: Carboplatino/VP16 e CADO. 2.2 SPAGNA Castel et al11 ha pubblicato il trattamento di 33 bambini di stadio 3 (secondo Evans), di età > 1 anno alla diagnosi. La chemioterapia di induzione comprendeva alte dosi di Cisplatino/VM26 alternate ad Endoxan /Doxorubicina. Dopo la chirurgia differita il trattamento di mantenimento era protratto per 14 mesi. La radioterapia è stata erogata solo ai pazienti con neoplasia residua. 15 pazienti hanno ottenuto una remissione completa, 7 una buona remissione parziale, 6 una remissione parziale e in 3 vi è stata progressione di malattia. La sopravvivenza attuariale a 48 mesi è del 60%. Un secondo studio esteso tra il 1992 e il 1998 includeva 36 casi di stadio 3 secondo INSS, di età superiore ad 1 anno alla diagnosi. L'intervento chirurgico radicale d'emblé fu eseguito in un solo paziente. L'LDH era elevato in 18/35 casi e MYCN era amplificato in 5 dei 24 casi valutati. La chemioterapia comprendeva due cicli di Endoxan alte dosi + Vincristina, due di Carboplatino + VP16 e tre di Cisplatino + VM26 in un periodo di 96 giorni. Dopo la chirurgia differita il trattamento di mantenimento durava 9 mesi, ma i pazienti con MYCN amplificato ricevevano chemioterapia ad alte dosi seguita da infusione di cellule staminali emopoietiche autologhe. La OS a 5 anni è del 70%, ed è in particolare 73% per i casi con MYCN non amplificati, 42% per i casi con MYCN amplificato (66% per quelli di MYCN non noto). L'EFS è pari al 66%. Terapia attuale: i pazienti di stadio 3 in età > 1 anno alla diagnosi senza amplificazione di MYCN o MYCN non noto, ricevono 4 cicli del precedente trattamento chemioterapico con aggiunta di Amifostina. Dopo la chirurgia ricevono 4 ulteriori cicli di chemioterapia. 2.3 ITALIA Garaventa et al12 hanno pubblicato l'esperienza italiana riguardante 145 casi di neuroblastoma localizzato inoperabile trattati dal 1979 al 1990. I quattro protocolli utilizzati in quel periodo comprendevano una chemioterapia iniziale seguita da una chirurgia differita e nei due protocolli più recenti i pazienti in remissione completa dopo la chirurgia differita non ricevevano altro trattamento. La progression-free survival (PFS) a 5 anni dell'intero gruppo è stata del 54% (43% con i protocolli meno recenti che utilizzavano dosi standard vs 59% con i protocolli più recenti che utilizzavano alte dosi). La PFS era significativamente migliore nei 48 pazienti sotto l'anno rispetto ai 97 bambini di età superiore (72% vs 39%; p = <0.001). I risultati non sostenevano l'ipotesi che la chemioterapia di consolidamento comportasse un vantaggio nei bambini in cui il trattamento chirurgico differito avesse portato all'asportazione completa della neoplasia ed inoltre anche i bambini con residuo post-chirurgico non sembravano avere un vantaggio dalla radioterapia sulla sede del tumore primitivo. Terapia attuale: Pazienti a rischio standard (tutti i bambini di età < 1 anno alla diagnosi e quelli di età superiore con neoplasia pelvica o toracica): ricevono 6 cicli di Vincristina + Endoxan + Adriamicina. Pazienti ad alto rischio (bambini di età > 1 anno con neoplasia addominale): ricevono una chemioterapia simile a quella dei pazienti di stadio 4 senza terapia ad alte dosi, se hanno ottenuto la remissione completa. NB: i pazienti ad alto rischio con MYCN amplificato hanno un outcome sfavorevole, mentre quelli senza amplificazione genica hanno una prognosi favorevole anche se la remissione completa non è stata ottenuta. Questi pazienti potrebbero trarre vantaggio dalla MIBG a dosi terapeutiche. 2.4 AUSTRIA Terapia attuale: (A-NB 94) Vi è una stratificazione dei pazienti in base allo stato di MYCN. I pazienti MYCN non amplificati ricevono due cicli di VP16 - Carboplatino e Endoxan -Adriamicina - Vincristina seguiti da chirurgia e ulteriore terapia secondo il medesimo schema. 2.5 GERMANY Nel trial NB90 124 pazienti con neuroblastoma localizzato sono stati registrati, 95 erano Stadio 3 INSS e 29 Stadio 2. La OS e la EFS a 3 anni sono risultate rispettivamente al 94% e 82%. Il trattamento è stato più breve che nei trials precedenti (NB 82 : 10 cicli, NB 85 : 4-7 cicli e NB 90 : 4cicli) ma non per questo associato ad un outcome inferiore. Le recidive sono state osservate sino a 5 anni dalla diagnosi e l'outcome dei pazienti recidivati è stato sfavorevole (per le recidive locali: sopravvivenza a 10 anni pari a 26%, per le recidive metastatiche: sopravvivenza 10 anni pari al 10%). Questo dato è simile a quanto già pubblicato in precedenza. Il rapporto tra recidive locali e metastatiche è approssimativamente 1:113. Terapia attuale: L'attuale trial NB 97 stratifica i pazienti in base all'età, sintomi e amplificazione di MYCN. Il gruppo a rischio standard comprende pazienti di età superiore all'anno con neoplasia non resecabile in Stadio 2 e 3 con MYCN non amplificato insieme agli Infants con sintomi life- or organ-threatening. Il gruppo standard raccoglie il 12% circa di tutti i neuroblastomi (gruppo solo osservazione: 49%, gruppo alto rischio: 38.6%). Il trattamento consiste in quattro cicli di Cisplatino - VP16 - Vendesina alternati a Vincristina - DTIC - Adriamicina e chirurgia differita. Se non si ottiene la remissione completa o VGPR i pazienti ricevono radioterapia sulla sede del tumore primitivo. 2.6 GRAN BRETAGNA/ENSG La sopravvivenza a 5 anni per pazienti Stadio 3 entrati nello studio ENSG è pari al 65%5. Ci sono alcune recidive dopo 5 anni che portano la sopravvivenza a 10 anni al 63%. La sopravvivenza è correlata con l'età (OS 90% versus 50%; p < = 0.0001) e alla sede (OS 85% per le forme non addominali versus 60% per i tumori a sede primitiva addominale; p = 0.02). I dati su MYCN sono stati ottenuti in pochi casi. L'ENSG 6 è stato aperto nel 1993 ed era uno studio pilota per ENSG 9 che è stato poi riaperto nel 1995 ed è tutt'oggi in funzione. Entrambi i protocolli raccomandano 5 cicli di OPEC/OJEC seguiti dalla chirurgia e da due ulteriori cicli di OPEC/OJEC. Nell'ENSG 6, la radioterapia veniva somministrata a chi non avesse acquisito la remissione completa dopo la chirurgia, mentre non era raccomandata nell'ENSG 9. 24 pazienti sono entrati nell'ENSG 6, ma i dati su MYCN sono ancora una volta insufficienti. Nell'ENSG 9, sono stati arruolati solo pazienti con MYCN non amplificato. Dei 35 registrati MYCN è risultato amplificato in 9, normale in 16 e non noto per 10. Tre pazienti con MYCN normale e 3 con MYCN amplificato sono deceduti. 3. OBIETTIVI DELLO STUDIO 3.1 Obiettivo principale Determinare l'outcome, in particolare per quanto riguarda il controllo locale, l'eventfree survival e l'overall survival dei bambini con età superiore all'anno alla diagnosi di neuroblastoma Stadio 2 non resecabile e Stadio 3 con MYCN non amplificato. Non resecabile alla diagnosi significa non asportabile senza rischi (vedi 9.6 fattori di rischio). Il regime chemioterapico rappresenta una riduzione della terapia somministrata nella maggior parte dei protocolli attualmente in corso in Europa. L'obiettivo è quello di una event free survival a tre anni pari all'80% e una overall survival a tre anni pari all'85%. 3.2 Obiettivi secondari 3.2.1 Trattare tutti i bambini arruolati nei diversi centri appartenenti al Gruppo Cooperativo Europeo in modo uniforme e raccoglierne i dati centralmente. 3.2.2 Raccogliere dati biologici validati in tutti i casi così da stabilire il valore prognostico dei singoli parametri studiati. 4. DISEGNO DELLO STUDIO Neuroblastoma localizzato non operabile ↓ Biopsia ↓ Carboplatino/Etoposide (1) ↓ CADO (2) → ↓ Rivalutazione (se PM il paziente esce dallo studio) Carboplatino/Etoposide (3) ↓ CADO (4) ↓ Rivalutazione → Chirurgia ↓ Carboplatino/Etoposide (5) Rivalutazione → ↓ CADO (6) ↓ Osservazione All'esordio i pazienti verranno definiti in stadio 2 o 3 seguendo i criteri INSS (Appendice 1). La chirurgia iniziale dovrà includere almeno una biopsia diagnostica per tutti i casi e il materiale tumorale verrà rivisto centralmente per l'istologia e per gli studi biologici. Pazienti affetti da tumore con MYCN amplificato verranno esclusi dal presente studio (nota del Coordinatore Italiano: i pazienti verranno inseriti nel protocollo per lo stadio 4 attualmente in uso [ossia AIEOP NB97.04 A] e successivamente nel Protocollo Europeo High Risk quando questo verrà avviato). Se vi è progressione di malattia durante o dopo i primi due cicli di chemioterapia, il paziente verrà considerato fuori studio. Tutti gli altri casi riceveranno due ulteriori cicli di chemioterapia seguiti da un approccio chirurgico avente come obiettivo la radicale asportazione della neoplasia primitiva Due ulteriori cicli di chemioterapia verranno somministrati dopo la chirurgia e successivamente il trattamento verrà interrotto qualsiasi sia l'entità del residuo. I pazienti verranno monitorati attentamente e un ulteriore trattamento verrà somministrato qualora vi sia progressione locale (vedi Appendice 5). Gli end-points dello studio saranno il grado di resecabilità della neoplasia, l'eventfree survival e l'overall survival. 5. CRITERI DI ELEGIBILITA' 5.1 Criteri d'inclusione: Neuroblastoma Stadio 2 non resecabile o stadio 3 Età > 1 anno alla diagnosi MYCN non amplificato (definito da un laboratorio di riferimento. Vedi Appendice 7) Nessun trattamento precedente Consenso informato Registrazione entro le 4 settimane dalla diagnosi (Dati al Centro Nazionale) Tutti i criteri di elegibilità rispettati 5.2 Criteri di esclusione: Inquadramento diagnostico non completato secondo il protocollo 6. INQUADRAMENTO DIAGNOSTICO 6.1 Anamnesi. 6.2 Esame obiettivo completo con peso, altezza e PAO. 6.3 Emocromo completo e profilo coagulativo. 6.4 Funzione epatica e renale (Na, K, Ca, Mg, PO4, urea, creatinina, glicemia, proteine totali, bilirubina, transaminasi). LDH, Ferritina, NSE sieriche. 6.5 VMA e HVA urinari . 6.6 Diagnostica per immagini: Rx torace AP Ecografia addominale TC o RM del tumore primitivo (3D) Scintigrafia con I123 (preferibile ) o I131 mIBG (appendice 2) Scintigrafia con Tc MDP se mIBG negativa 6.7 Aspirato midollare valutabile in 2 sedi e 2 biopsie osteomidollare valutabili. 6.8 Istologia del tumore primitivo (disponibile per revisione centralizzata) 6.9 Velocità di filtrazione glomerulare [(meglio se misurata con Cr 51 EDTA)nota del coordinatore] ed esame audiometrico. 7. LINEE GUIDA ANATOMO-PATOLOGICHE (Vedi Appendice 6) Le linee guida debbono essere seguite strettamente. Le procedure di suddivisione del materiale indicate al punto 1.1 dell'Appendice 6 debbono essere eseguite dal patologo (Appendice 6, 7.1) e la metodica di suddivisione dipende dalla quantità di materiale tumorale disponibile. Alcune opposizioni dovrebbero essere eseguite prima di fissare il materiale tumorale, E' di cruciale importanza per la corretta interpretazione dei risultati delle indagini di biologia molecolare che il contenuto di cellule tumorali dei campioni bioptici sia chiaramente definito. Biopsia chirurgica: 2 differenti zone della massa primitiva dovrebbero essere biopsiate. I prelievi dovrebbero essere di almeno 1 cm3 (Appendice 6.1.2e 6.1.3) Agobiopsia: preferibilmente 4 agobiopsie da zone diverse della massa, ma almeno 2 in casi di lesioni piccole (Appendice 6, 1.3.2) Agoaspirato: almeno 2 (possibilmente 10) (Appendice 6, 1.3.3) Per informazioni su: - diagnosi istologica/citologica Appendice 6,1.4 - trattamento del materiale alla chirurgia differita Appendice 6, 1.5 - valutazione dei linfonodi regionali Appendice 6, 1.* - studio immunoistologico e citologico 6.1.7 I Patologi di ogni gruppo nazionale costituiranno un panel di revisori che dovrà prendere in esame tutti i campioni dei pazienti inseriti nello studio. 8. LINEE GUIDA BIOLOGICHE L'analisi di MYCN, della porzione cromosomica 1p36.3 e il contenuto cellulare di DNA sono accertamenti obbligatori che dovranno essere eseguiti nel laboratorio di riferimento nazionale o negli altri laboratori di riferimento ossia qualsiasi altro laboratorio partecipante al European Neuroblastoma Quality Control Assessment (ENQUA). I risultati provenienti da laboratori diversi da questi non verranno tenuti in considerazione per l'assegnamento al gruppo di trattamento. Tutte le indagini biologiche relative a MYCN, cromosoma 1p e contenuto di DNA dovranno essere riviste centralmente. L'esatta determinazione del contenuto cellulare è un prerequisito essenziale per eseguire una interpretazione affidabile degli studi di Genetica Molecolare. Il numero di copie di MYCN verrà analizzato con metodiche Southern blot (SB) e FISH. Lo studio in PCR non è raccomandato se non accompagnato da una seconda metodica di conferma. Per SB e PCR il contenuto cellulare tumorale deve essere superiore al 60%. Per uteriori dettagli e per la terminologia usata per la descrizione del risultato dello studio di MYCN vedere le Appendici 2.3.1. Lo stato del braccio corto del cromosoma 1p36.3 deve essere determinato con esame FISH e PCR o SB. Per SB e PCR, il contenuto cellulare tumorale deve essere superiore al 60%. Ulteriori dettagli e la terminologia usata per la descrizione del risultato dell'analisi del cromosoma 1p36.3 vedere Appendice 6.2.3.2. Il contenuto di DNA deve essere determinato con citometria a flusso o citometria per immagine e i dettagli sono riassunti al punto 6.2.3.3. Informazioni dettagliate sull'esecuzione e la valutazione degli aspirati midollari sono raccolti nell'Appendice 6.3. 9. LINEE GUIDA CHIRURGICHE 9.1 Obiettivi della chirurgia L'obiettivo della chirurgia nel neuroblastoma localizzato è quello di ottenere l'asportazione completa del tumore con morbidità minima. La chemioterapia pre-operatoria viene somministrata nell'intento di facilitare l'escissione completa della neoplasia. 9.2 Definizioni 9.2.1 Biopsia a) La biopsia deve essere la prima procedura chirurgica in tutte quelle neoplasie che sono state valutate come non resecabili. b) La quantità di tessuto sufficiente deve essere ottenuta idealmente da 2 aree diverse del tumore per consentire una corretta diagnosi istologica e studi biologici affidabili. In particolare è essenziale che si ottenga materiale sufficiente per la determinazione accurata dello stato di MYCN. La biopsia a cielo aperto è la metodica più soddisfacente ma i rischi dell'intervento devono essere attentamente considerati e confrontati con quelli delle procedure percutanee. c) L'agobiopsia è accetabile se nel centro vi è adeguta esperienza e la possibilità di eseguire una completa valutazione biologica sui campioni così ottenuti. d) La definizione del trattamento ottimale è dipendente in modo critico da un corretto campionamento tumorale ed è qundi obbligatorio che il patologo sia pronto a ricevere il campione. Il tumore a fresco dovrebbe essere consegnato al patologo immediatamente in condizioni di sterilità. Formalina o altri conservanti non debbono essere utilizzati. 9.2.2 Escissione completa a) L'escissione completa è definita come l'asportazione di tutto il tumore inclusa l'asportazione dei linfonodi abnormi e il campionamento dei linfonodi normali. Il giudizio di escissione completa è basato sulla refertazione chirurgica e sulla diagnostica per immagini post-operatoria. b) E' importante definire il rischio di residui microscopici locali anche se si è ottenuta l'asportazione macroscopicamente completa. Questo può essere facilitato dallo studio anatomo patologico di biopsie prese dal letto tumorale così come dallo studio dei margini del tumore. 9.2.3 Escissione con residui minimi (<5% del volume originale o volume residuo <5ml volume) Dopo l'intervento sono presenti residui macroscopici di malattia. La quantità dovrebbe essere stimata dal chirurgo in ml o come percentuale del volume originale e valutata dalla diagnostica per immagini post-operatorie. 9.2.4 Escissione incompleta Più del 5% o più di 5ml di tumore rimangono dopo l'approccio chirurgico. 9.2.5 Biopsia Il 50% o più del volume iniziale del tumore rimane dopo l'approccio chirurgico. 9.3 Criteri pre-operatori e Operabilità (asportabilità) prima del trattamento chemioterapico Poiché l'escissione completa è l'obiettivo principale dell'intervento, questo non deve essere tentato prima della chemioterapia qualora sia presente uno qualsiasi dei fattori di rischio (vedi 9.6). Le tecniche di diagnostica per immagini attualmente disponibili dovrebbero consentire una valutazione di resecabilità nella maggior parte dei casi. Quando l'MR o la TC suggeriscono che la resezione completa è poco probabile o dubbia l'intervento chirurgico di asportazione della neoplasia non deve essere preso in considerazione. La TC spirale o la angiografia digitale possono fornire informazioni accurate sulla anatomia vascolare. 9.4 Tempi della chirurgia L'intervento immediato a scopo di asportazione non è considerato appropriato quando il chirurgo, sulla base di dati clinici e radiologici in seguito alla discussione con l'oncologo, non ritiene possibile una asportazione radicale del tumore (vedi 9.6) [o che questa sia possibile solo al prezzo del sacrificio di strutture importanti]. Dopo 4 cicli di chemioterapia l'intervento chirurgico a scopo di asportazione della neoplasia dovrebbe essere preso in considerazione a meno che non ci sia una progressione tumorale o la diagnostica per immagini non suggerisca che l'escissione completa è ad elevato rischio di essere associata a morte o mutilazione importante (per quanto la nefrectomia può essere accettabile). In queste circostanze l'opzione di ulteriore chemioterapia o di una terapia alternativa dovrebbe essere discussa con il coordinatore nazionale [nota del coordinatore italiano: per una motivata discussione del caso è comunque opportuno ottenere plurimi campioni bioptici dal tumore primitivo]. A questo punto l'inglobamento dei vasi non è più una controindicazione alla chirurgia. L'asportazione chirurgica dovrebbe comunque essere eseguita anche se la diagnostica per immagini suggerisce che il tumore primitivo è regredito completamente. 9.5 Procedure chirurgiche 9.5.1 La chirurgia del neuroblastoma mira ad asportare completamente il tumore primitivo e alla valutazione della sua estensione. La cavità addominale o toracica dovrebbero perciò essere accuratamente esplorate e ogni lesione sospetta dovrebbe essere biopsiata. 9.5.2 Valuazione linfonodale Dipende dalla sede tumorale del tumore primitivo. I linfonodi delle seguenti regioni dovrebbero essere esaminati e rimossi se appaiono anormali: a) Regione Latero-cervicale: catena giugulare e area sovraclavicolare; b) Torace: linfonodi mediastinici, sopra e sotto la neoplasia; c) Addome: linfonodi celiaci (infra-diaframmatici), medio-aortici (a livello renale) e regione iliaca (bilateralmente). 9.5.3 Estensione Intraspinale Se fattibile la massa extraspinale dovrebbe essere rimossa anche se la malattia intraspinale rimane (vedi 9.6.4). I residui tumorali macroscopici possono essere lasciati nei forami intravertebrali specialmente quando vi è un rischio di diesseminazione attraverso il liquido spinale o se si rischia di danneggiare la vascolarizzazione del midollo spinale. 9.5.4 Nefrectomia16 La nefrectomia non è associata ad un vantaggio di sopravvivenza e dovrebbe essere evitata se è possibile. La nefrectomia unilaterale è accettabile solo dopo chemioterapia se questo consente l'escissione chirurgica completa. In questo caso il chirurgo dovrebbe assicurarsi che il rene controlaterale sia normale ed i suoi vasi liberi da neoplasia. 9.5.5 Incisione tumorale Dopo la chemioterapia la maggior parte delle neoplasie acquisiscono maggior consistenza e appaiono più compatte cosicché la disseminazione neoplastica è improbabile. L'incisione del tumore è dunque permessa se questo aiuta l'escissione. 9.5.6 I rapporti del tumore con i grossi vasi Allo scopo di avere utili informazioni sulla accuratezza della diagnostica per immagini pre-operatoria, i reperti intraoperatori dovrebbero essere descritti in dettaglio. Particolare attenzione dovrebbe essere posta alle difficoltà tecniche incontrate quando il tumore è a contatto con i vasi . 9.5.7 Clips Qualora sia necessario l'uso di clips, queste dovrebbero essere in titanio o assorbibili per evitare interferenze con la successiva diagnostica per immagini. 9.6 Fattori di rischio per l'asportazione prima della chemioterapia La formulazione del giudizio di operabilità di una neoplasia dipende dall'attento esame clinico unito ad uno studio radiologico accurato. La decisione se operare o meno è la conclusione di una valutazione multidisciplinare che coinvolge chirurgo, oncologo e radiologo. In linea di massima, la presenza di uno qualsiasi dei fattori di rischio di seguito elencati dovrebbe sconsigliare un intervento immediato con lo scopo di asportare la neoplasia. Questo vale anche se i fattori di rischio non sono stati riconosciuti prima dell'intervento e vengono accertati in corso di chirurgia. In questa situazione l'intervento chirurgico dovrebbe essere interotto dopo l'esecuzione delle biopsie. Fattori di rischio correlati alla sede della neoplasia 9.6.1 Collo Inglobamento dell'arteria vertebrale Inglobamento delle radici del plesso brachiale Superamento della linea mediana 9.6.2 Torace Inglobamento della trachea o di un bronco principale Inglobamento dell'origine o di diramazioni delle succlavie Tumore toraco-addominale, tumore fusiforme peri-aortico Tumore del mediastino inferiore, infiltrante la giunzione costo-vertebrale fra T9 e T12 9.6.3 Retroperitoneo Tumore surrenalico infiltrante l'ilo epatico Tumore surrenalico che ingloba i rami dell'arteria mesenterica superiore a livello della radice del mesentere Tumore surrenalico che circonda l'origine del tronco celiaco e dell'arteria mesenterica superiore Invasione di uno o di entrambi i peduncoli renali Tumore fusiforme che circonda l'aorta infrarenale Inglobamento dei vasi iliaci Tumore pelvico che supera la incisura ischiatica 9.6.4 Neoplasia endorachidea con sintomi neurologici La necessità urgente in questa situazione è la riduzione della compressione sul midollo spinale più che l'asportazione del tumore primitivo. Ciò è ottenibile preferibilmente con la chemioterapia. 10. TRATTAMENTO TERAPEUTICO (Vedi Appendice 3) Cicli di Etoposide + Carboplatino verranno alternati a cicli di Ciclofosfamide + Adriamicina + Vincristina (CADO). I cicli di chemioterapia dovrebbero essere somministrati ad intervalli di 21 giorni purché i PMN siano > 1 x 109/l e la conta piastrinica > 100 x 109/l. 10.1 VP16/Carbo Entrambi i farmaci dovrebbero essere somministrati nei giorni 1-3 dei cicli 1 , 3, 6 anche in regime ambulatoriale*, se non è richiesta un'idratazione addizionale. VP16/CARBO FARMACO DOSE/DIE mg/m2 MODALITA' DI SOMMINISTRAZIONE Carboplatino 200 In soluzione glucosata 5% in 100 ml/m2 in 1 ora, gg 1-3 Etoposide (VP16) 150 In soluzione fisiologica 250 ml/m2 in 2 ore, gg 1-3 *Idratazione 750 ml/m2 in 8 ore 10.2 CADO (Ciclofosfamide, Adriamicina, Vincristina) I farmaci dovrebbero essere somministrati su 5 giorni ma in casi particolari è ammessa la somministrazione di Ciclofosfamide e Adriamicina su 2 giorni nei giorni 1 e 2 mantenendo però la VCR al giorno 1 e 5. CADO FARMACO DOSE/DIE mg/m2 MODALITA' DI SOMMINISTRAZIONE Ciclofosfamide 300 In soluzione fisiologica 100 ml/m2 in 1 ora gg 1-5 Adriamicina 30 In soluzione fisiologica 100ml/m2 in 6 ore gg 4-5 Vincristina 1.5 (max 2 mg) IV bolo gg 1 e 5 Idratazione 1000 ml/m2 in 8 ore g 1 e 4 e 5. Nei giorni 2 e 3 abbondante idratazione per os. 11. MODIFICHE DEL TRATTAMENTO PER TOSSICITA' 11.1 Iniziare il ciclo di chemioterapia con PMN > 1000/ml e Pia > 100.000. Se il recupero ematologico al 21° giorno non è adeguato rinviare di 5-7 giorni la chemioterapia previo nuovo controllo dell'esame emocromocitometrico. 11.2 In caso di infezioni severe (CTC grado 4 - Appendice 4) considerare la riduzione del 20% dei farmaci mielotossici. Ogni tossicità non ematologica di grado 4 costitutisce un evento avverso severo e deve essere segnalato per fax al Coordinatore nazionale entro 24 ore. 11.3 In caso di reazione allergica al VP16 prendere le opportune misure terapeutiche e ripetere la somministrazione sotto copertura steroidea. 11.4 Nel caso di neuropatia periferica severa (ptosi o perdita di riflessi o altro), la seconda VCR del CADO deve essere rinviata di 1 settimana. 11.5 Nel caso di tossicità renale grado 2, eseguire GFR e modulare la dose del Carboplatino. 12. ESAMI DURANTE IL TRATTAMENTO Ciclo N° 1 2 3 4 Prima della chirurgia 5 6 Stop Terapia Peso Emocromo, funzionalità epatica e renale AVM e AOV urinari (Dopamina) Marcatori sierici: LDH Ferritina NSE Valutazione midollare (2 aspirati e 2 biopsie) Tumore Primitivo: Eco TC o RM Scintigrafia con MIBG con se MIBG negativa Tc99 MDP Studi biologici MYCN delezione di 1p DNA ploidia citogenetica GFR ( Clearance DTPA o EDTA) Audiogramma () Ecocardiografia () () 13. ESAMI DOPO IL TERMINE DEL TRATTAMENTO 13.1 Studio della neoplasia In assenza di sintomi si raccomanda: 13.1.1 Diagnostica per immagini (Rx o Eco) della sede della neoplasia primitiva: a) ogni 2 mesi per i primi 6 mesi dallo stop b) ogni 4 mesi fino a 24 mesi dallo stop c) ogni 6 mesi fino a 4 anni dallo stop d) a 5 anni dallo stop N.B. se allo stop terapia la scintigrafia è ancora positiva ripeterla a 12 mesi. 13.1.2 Progressione o recidiva di malattia: Valutare adeguatamente la sede e l'estensione della recidiva o progressione e notificarla tramite scheda al Centro dati nazionale entro 4 settimane dall'evento. 13.2 Valutazione della tossicità La tossicità di questo protocollo dovrebbe essere modesta. In caso di alterazioni eseguire gli opportuni accertamenti nel follow-up. 13.2.1 Effetti tardivi: • Studio della funzione renale Al termine del trattamento e a 5 anni dalla diagnosi ripetere lo studio della GFR. • Studio audiologico A 2 e 5 anni dalla diagnosi eseguire esame audiometrico • Valutazione cardiologica A 2 e 5 anni dalla diagnosi eseguire ecocardiografia 14. STATISTICA Reclutamento Sulla base del reclutamento attuale nel LNESG il protocollo europeo SIOP per neuroblastoma Stadio 3 o 2 non resecabile o 3, dovrebbe reclutare 30 casi per anno di pazienti di età superiore ad un anno alla diagnosi. Circa il 15% di questi casi nel LNESG hanno MYCN amplificato. Un reclutamento annuale di 25 pazienti e l'ingresso di 100 pazienti in 4 anni appare dunque fattibile. Questo numero di pazienti potrebbe essere acquisito in un periodo di tempo più breve se altri Centri o Gruppi parteciperanno allo studio. End-point primario Attualmente nella maggior parte degli studi viene riportata una sopravvivenza a tre anni per i pazienti di età superiore all'anno con MYCN non amplificato nell'ordine del 70-80%. L'end-point primario di questo trial è quello di una Event Free Survival a tre anni dell'80% e di una Overall Survival dell'85%. A causa dell'esiguità del numero di casi con MYCN noto riportati nei diversi studi precedenti, è improbabile che un confronto storico diretto porti ad evidenziare una differenza significativa (un livello convenzionato del 5%) a meno che il nuovo protocollo porti a una sopravvivenza o inferiore o superiore. Per esemplificazione la precisione delle stime di sopravvivenza consentite dall'inclusione di 100 pazienti e da un follow-up ulteriore di 3 anni è presentata dalla tabella seguente: Numero di decessi a 36 mesi % di sopravvivenza osservata a 36 mesi Limite inferiore del IC al 95% 0 100% 97.0% 5 95% 89.8% 9 91% 84.8% 10 90% 83.6% 13 87% 80.1% 15 85% 77.8% Se la percentuale osservata di sopravvivenza a 3 anni è del 91% (9 decessi), questa sarà coerente con una sopravvivenza reale a 3 anni > 84,4%. Se la percentuale osservata di sopravvivenza a 3 anni è del 85% (15 decessi) questa sarà coerente con una sopravvivenza reale a 3 anni uguale o superiore solo al 77.8%. Regole per l'interruzione dello studio La riduzione della chemioterapia potrebbe portare a una più elevata incidenza di recidive e quindi verrà utilizzata una regola di interruzione per prevenire un'eccesso di recidive metastatiche o di progressione locale nei pazienti entrati nello studio. La regola si basa sul monitoraggio del numero di eventi nel periodo dei 12 mesi sia come recidive metastatiche o progressione locale o morte per qualsiasi causa. A completamento di queste regole bisogna inoltre segnalare: 1. La decisione di continuare o interrompere lo studio è una decisione medica e le regole per l'interruzione dovrebbero essere utilizzata solo come linee-guida per consentire questa decisione. 2. Se durante un'analisi ad interim non tutti i pazienti hanno un follow-up minimo perchè sono stati persi al follow-up, l'incidenza degli eventi sarà stimanta secondo il metodo di Kaplan-Meier. La stima verrà utilizzata per confronti con rejection boundary. (???) 3. L'uso di un'incidenza di eventi di 12 mesi implica per valutare la risposta che i pazienti continueranno ad entrare nel trial per un anno prima di valutare la risposta dei precedenti pazienti. Quattro analisi ad interim verranno eseguite ad intervalli quando 25%, 50%, 75% e 100% dei pazienti avranno raggiunto un potenziale follow-up di 1 anno. La regola si basa sulla procedura multi-stage di Fleming . 4. Ogni decesso, compresi quelli dovuti alla tossicità (chirurgica o chemioterapica) o a progressione di malattia, verificatosi entro i primi 12 mesi dalla diagnosi, sarà considerato un evento. 5. Il calcolo dei limiti è stato effettuato assumendo come accettabile una percentuale di eventi a 12 mesi < 15%, e controllando la potenza allo scopo di riconoscere nel 79% dei casi una percentuale di eventi a 12 mesi > 25%. Il rischio di errore α di chiudere erroneamente il protocollo è limitato allo 0.04 (probabilità di interrompere il Trial e rifiutare il protocollo, con una percentuale di eventi a 12 mesi reale= 15%). 6. I primi 25 pazienti inclusi nello studio saranno analizzati quando sarà stato raggiunto un follow-up minimo di 12 mesi. Il limite d'interruzione sarà raggiunto se fra questi 25 pazienti un numero > 11 eventi viene osservato durante i primi 12 mesi (percentuale di eventi osservati = 44%). 7. Se il numero di eventi osservati è < 10 il reclutamento potrà continuare fino alla analisi successiva, eseguita non appena un altro gruppo di 25 pazienti sarà stato seguito per almeno 12 mesi. Il limite d'interruzione verrà raggiunto qualora sia stato osservato fra questi 50 pazienti un numero > 14 eventi durante i primi 12 mesi (percentuale di eventi osservati= 28%) 8. Una terza analisi sarà effettuata quanto altri 25 pazienti arruolati saranno stati seguiti per almeni 12 mesi. Il limite d'interruzione sarà raggiunto se fra questi 75 pazienti un numero > 18 eventi sarà stato osservato durante i primi 12 mesi (percentuale di eventi osservati = 24%). 9. Se sarà stato osservato un numero di eventi < 17, ultima analisi sarà eseguita sui 100 pazienti, dopo un follow-up di almeno 12 mesi. Se, durante i primi 12 mesi, sarà stato osservato un numero di eventi > 22 (percentuale di eventi osservati = 22%) il limite superiore sarà oltrepassato in favore di una percentuale di eventi eccessivamente alta (percentuale a 12 mesi > 22%) SU CARTA INTESTATA DEL CENTRO LOCALE GRUPPO EUROPEO PER IL TRATTAMENTO DEL NEUROBLASTOMA PROTOCOLLO TERAPEUTICO PER IL TRATTAMENTO DEL NEUROBLASTOMA LOCALIZZATO NON OPERABILE MYCN NON AMPLIFICATO IN BAMBINI D'ETA' > AD 1 ANNO. CONSENSO INFORMATO Cari Genitori, il vostro bambino è stato diagnosticato affetto da neuroblastoma, una neoplasia maligna che colpisce quasi esclusivamente i bambini. Il neuroblastoma si sviluppa dalle cellule del sistema nervoso periferico che danno origine alla catena dei gangli nervosi paravertebrali. La sede più frequente è l'addome e in particolare le ghiandole surrenaliche. Le varie indagini eseguite hanno dimostrato che in vostro figlio la neoplasia non ha sviluppato metastasi (localizzato) e gli studi istologici e di biologia molecolare suggeriscono che la prognosi possa essere favorevole ma, al momento, dalle indagini eseguite la neoplasia non sembra asportabile senza rischi. Vostro figlio dovrebbe perciò essere inserito nel protocollo terapeutico europeo per il trattamento di queste forme, protocollo che prevede di eseguire 4 cicli di chemioterapia alternando uno schema che associa Carboplatino e Vepeside ad un ciclo di Vincristina - Endoxan e Adriamicina. Dopo 4 cicli di chemioterapia verrà eseguita un'accurata rivalutazione e se possibile verrà effettuato un intervento chirurgico allo scopo di rimuovere la neoplasia. Salvo casi particolari, verranno poi somministrati ancora 2 cicli di terapia ed il trattamento verrà poi sospeso poiché anche se vi sono dei residui questi possono regredire spontaneamente, lentamente o restare inattivi e non influiscono sulla prognosi. Quali sono gli obiettivi dello studio? Fino a che non otterremo la guarigione di tutti i bambini senza effetti tossici collaterali tardivi dovremo sviluppare degli studi clinici per sviluppare trattamenti migliori e da un'ampia revisione dei risultati europei è emersa una disomogeneità terapeutica con risultati diversi. Abbiamo dunque adottato il trattamento che sembra dare i migliori risultati per trattare tutti i pazienti europei nello stesso modo. Questo ci consentirà di raccogliere importanti informazioni sulle caratteristiche cliniche e biologiche che influscono sulla prognosi e ci consentirà di modulare meglio il trattamento. Le informazioni sulle condizioni cliniche di vostro figlio, la risposta al trattamento e i suoi effetti collaterali verranno raccolti in un registro computerizzato per le successive analisi. I dati sono anonimi, La partecipazione allo studio è libera e in qualsiasi momento potrete chiedere spiegazioni e decidere di ritirare vostro figlio dallo studio. In tal caso sulla base dell'esperienza del centro presso il quale è in cura vostro figlio, potrete discutere quale strategia terapeutica adottare. Gli effetti tossici di questo trattamento sono quelli della maggior parte dei chemioterapici ed in particolare la caduta dei capelli, nausea e vomito e la tossicità ematologica che può richiedere un supporto trasfusionale o facilitare la comparsa di febbre e/o infezioni. In ogni caso a vostro figlio verrà fornito il trattamento di supporto necessario. Altri effetti collaterali, in particolare tardivi, non dovrebbero svilupparsi ma vostro figlio verrà comunque sottoposto ad accurati controlli periodici. In qualsiasi momento potrete chiedere ulteriori spiegazioni o chiarimenti sullo studio e sul trattamento al personale medico del reparto. Il Dott. ci ha illustrato la malattia di nostro figlio e ci ha proposto di trattarlo secondo il protocollo europeo "Unresectable localized NB". Confermiamo che: • • abbiamo letto e compreso le informazioni contenute in questo documento • consentiamo che tutte le informazioni cliniche vengano utilizzate a scopo di studio mantenendone la confidenzialità • acconsentiamo a che nostro figlio venga trattato secondo questo protocollo europeo. abbiamo capito che la partecipazione a questo studio è volontaria e possiamo ritirare il consenso senza che le cure mediche ne siano danneggiate Cognome e nome _________________________________________________________ Data __________________ Firma __________________ Firma del Medico Responsabile ___________________ 16. REFERENCES 1. Prognostic Factors in Neuroblastoma Evans AE et al. Cancer 59; 1853-1859 (1987) 2. Clinical Relevance of Tumour Cell Ploidy and N-Myc Amplification in Childhood Neuroblastoma : A Paediatric Oncology Group Study Look AT et al. J. Clin. Oncol. 13; 884-893 (1993) 3. Excellent Outcome of Stage II Neuroblastoma is Independent of Residual Disease and Radiation Therapy Matthay KK et al. J. Clin. Oncol. 7; 236-244 (1989) 4. Event-free Survival of Children with Biologically Favourable Neuroblastoma Based on the Degree of Initial Tumour Resection : Results from the Pediatric Oncology Group Strother D et al. Eur. J. Cancer 33; 2121-2125 (1997) 5. The Effect of Complete Excision on Stage III Neuroblastoma : A Report of the European Neuroblastoma Study Group Powis MR, Imeson JD, Homes SJK. J. Pediat. Surg. 31; 516-519 (1996) 6. Aggressive Surgery Combined with Intensive Chemotherapy Improves Survival in Poor-risk Neuroblastoma Haase GM et al. J. Pediatr. Surg. 26; 1119-1124 (1991) 7. Surgical Management and Outcome of Loco-regional Neuroblastoma : Comparison of the Children’s Cancer Group and the International Staging Systems Hasse GM et al. J. Pediatr. Surg. 30; 289-295 (1995) 8. Survival from Locally Invasive or Widespread Neuroblastoma without Cytotoxic Therapy Kushner BH et al. J. Clin. Oncol. 14; 373-381 (1996) 9. N-Myc Gene Amplification is a Major Prognostic Factor in Localised Neuroblastoma : Results of the French NBL 90 Study Rubie H et al. J. Clin. Oncol. 15; 1171-1182 (1997) 10. Unresectable Localised Neuroblastoma - Improved Survival after Primary Chemotherapy Including Carboplatin - Etoposide Rubie H et al. Br. J. Cancer 77; 2310-2317 (1998) 11. Treatment of Stage III Neuroblastoma with Emphasis on Intensive Induction Chemotherapy : A report from the Neuroblastoma Group of the Spanish Society of Pediatric Oncology Castel V et al. Med. Pediatr. Oncol. 24; 29-35 (1995) 12. Localised but Unresectable Neuroblastoma : Treatment and Outcome of 145 Cases Garaventa A et al. J. Clin. Oncol. 11; 1770-1779 (1993) 13. The Recurrence Patterns of Stages I, II, and III Neuroblastoma : Experience with 77 Relapsing Patients Berthold F et al Annals of Oncology 7;183-187 (1996) 14. The International Neuroblastoma Pathology Classification (The Shimada System) Shimada H et al Cancer 86;364-372 (1999) 15. The Treatment of Neuroblastoma with Intraspinal Extension with Chemotherapy Followed by Surgical Removal of Residual Disease Plantaz D, Rubie H, Michon J. Cancer 78; 311-319 (1996) 16. Renal Function Following Unilateral Nephrectomy for Neuroblastoma and Wilms’ Tumour Schell M, Cochat P, Hadj-Aissa A, Bouffet E, Dubourg L, Brunat-Mentigny M. Pediatr. Nephrol. 9; 579-582 (1995) 17. Non-parametric Estimation from Incomplete Observations. Kaplan EL, Meier P. J. Am. Stat. Assoc. 53:457-481 (1958) 18. One Sample Testing Procedure for Phase II Clinical Trials. Fleming TR. Biometrics 38: 143-151 (1982) APPENDIX I INTERNATIONAL CRITERIA FOR DIAGNOSIS, STAGING AND RESPONSE TO TREATMENT These definitions are taken from the Revised Guidelines published in 1993 (Brodeur et al Journal of Clinical Oncology volume 11 pp 1466-1477) Table 1 DIAGNOSIS OF NEUROBLASTOMA A diagnosis of neuroblastoma is established if : 1. An unequivocal pathological diagnosis is made from tumour tissue by light microscopy (with or without immunohistology, electron microscopy, increased urine or serum catecholamines or metabolites )Ψ OR 2. Bone marrow contains unequivocal tumour cells Ψ (eg syncytia or immunocytologically positive clumps of cells) and increased urine or serum catecholamines or metabolites * . Notes Ψ If histology is equivocal, karyotypic patterns or abnormalities in tumour cells characteristic of other tumours [eg t(11;22)], then exclude a diagnosis of neuroblastoma, whereas genetic features characteristic of neuroblastoma (1p deletion, 0MYCN amplification) would support this diagnosis. * Catecholamines and metabolites include dopamine, HVA and/or VMA; levels must be > 3 SD above the mean for age (measured in mmol per mmol creatinine)# to be considered increased, and at least two of these metabolites must be measured. # Timed urine collections are difficult in young children so normalisation per mmol creatinine does away with the necessity for a timed collection and also avoids the problem of false negatives due to dilute urine. Table 2 ASSESSMENT OF EXTENT OF DISEASE Tumour Site Recommended Tests Primary Tumour CT and/or MRI scan* with 3D measurements. MIBG scan if available†. Metastatic Sites Bone marrow Bilateral posterior iliac crest marrow aspirates and trephine (core) bone marrow biopsies required to exclude marrow involvement. A single positive site documents marrow involvement. Core biopsies must contain at least 1 cm of marrow (excluding cartilage) to be considered adequate Bone MIBG† scan; 99Tc scan is required if MIBG scan negative or unavailable, and plain radiographs of positive lesions are recommended. Lymph nodes Clinical examination (palpable nodes), confirmed histologically. CT scan for non-palpable nodes (3D measurements) Abdomen/liver CT and/or MRI scan* with 3D measurements Chest AP and lateral chest radiographs. CT/MRI necessary if chest radiograph positive, or if abdominal mass/nodes extend into the chest Notes * † Ultrasound examination considered suboptimal for accurate 3D measurements The MIBG scan is applicable to all sites of disease. Table 3 INSS STAGING Stage 1 Localised tumour with complete gross excision, with or without microscopic residual disease; representative ipsilateral lymph nodes negative for tumour microscopically (nodes attached to and removed with the primary tumour may be positive). Stage 2A Localised tumour with incomplete gross excision; representative ipsilateral nonadherent lymph nodes negative for tumour microscopically. Stage 2B Localised tumour with or without complete gross excision, with ipsilateral nonadherent lymph nodes positive for tumour. Enlarged contralateral lymph nodes must be negative microscopically. Stage 3 Unresectable unilateral tumour, infiltrating across the midline*, with or without regional lymph node involvement; or localised unilateral tumour with contralateral regional lymph node involvement; or midline tumour with bilateral extension by infiltration or lymph node involvement. Stage 4 Any primary tumour with dissemination to distant lymph nodes, bone, bone marrow, liver and/or other organs. (except as defined for Stage 4S). Stage 4S Localised primary tumour (as defined for Stage 1, 2A or 2B), with dissemination limited to liver, skin, and/or bone marrow †. (limited to infants < 1 year of age) Notes Multi-focal primary tumours (eg bilateral adrenal primary tumours) should be staged according to the greatest extent of disease, as defined above, and be followed by a subscript "M" (eg Stage 3M). * The midline is defined as the vertebral column. Tumours originating on one side and crossing the midline must infiltrate to or beyond the opposite side of the vertebral column. † Marrow involvement in Stage 4S should be minimal, ie less than 10% nucleated cells on bone marrow biopsy or quantitative assessment of nucleated cells on marrow aspirate. More extensive marrow involvement should be considered Stage 4. The MIBG scan (if done) should be negative in the marrow for Stage 4S. Table 4 INRC DEFINITION OF RESPONSE Response Primary tumour* Metastatic Sites*† CR No tumour No tumour; catecholamines normal VGPR Decreased by 90-99% No tumour; Residual 99Tc bone changes allowed PR Decreased by > 50% All measurable sites decreased by > 50% Bones and bone marrow : Number of positive sites decreased by > 50%; no more than 1 positive bone marrow site allowed†. MR No new lesions; > 50% reduction of any measurable lesion (primary or metastases) with < 50% reduction in any other; < 25% increase in any existing lesion. NR No new lesions; < 50% reduction but < 25% increase in any existing lesion. PD Any new lesion; increase of any measurable lesion by > 25% ; previous negative marrow positive for tumour. Notes CR VGPR PR MR NR PD Complete Response Very Good Partial Response Partial response Mixed Response No Response Progressive Disease * Evaluation of primary and metastatic disease as outlined in Table 2 † One positive marrow aspirate or biopsy is allowed for PR if this represents a decrease from the number of positive sites at diagnosis. APPENDIX 2 SCINTIGRAPHY PROTOCOL FOR mIBG SCANNING IN PAEDIATRIC NEUROBLASTOMA Objectives To obtain scans of best and constant quality, only nuclear medicine departments with proper equipment and experienced nuclear medicine physicians should perform the examinations. The departments should be able to perform SPET scanning, if possible with a multiple head camera to reduce the acquisition time. The radioisotope of choice is Iodine-123 (I123) and should be used wherever available, regardless of higher costs. Information about preceding therapeutic procedures like surgery and chemotherapy and the time when they were performed should be available to the nuclear medicine physicians. There are many drugs and compounds which on a theoretical basis could interfere with the concentration of mIBG by neuroblastoma, for example, by interfering with the uptake mechanisms or acting as competitive inhibitors. Therefore the discontinuation of these medicines two weeks before administration of the radiopharmaceutical should be considered if this is clinically possible. The classes of drugs which have interfered with the uptake of mIBG are tricyclic antidepressants and related drugs, some antihypertensives, phenothiazines, amphetamines and particularly some nasal decongestants and cough preparations. Patient Preparation Thyroid blockade There are quite different guidelines for thyroid blockade and different prescriptions, for example, for Lugol’s solution within European countries. Thus it would not be easy to achieve a uniform thyroid protocol. However, the different regimens yield comparable results. In the case of I131 mIBG the thyroid has to be blocked at least 24 hours prior to tracer injection. However, in I123 mIBG scintigraphy thyroid blocking should be done as well. We recommended the following protocol: Beginning on the day before tracer injections until the day after injection, children from one month to three years should receive 32.5 mg potassium iodide daily, from three to thirteen years 65 mg, and over this age 130 mg daily. New-borns receive 16.25 mg potassium iodine only on the day before tracer injection. Rapid blockade by intravenous injection of potassium and perchlorate (Irenat®) respectively, is an alternative option. Others To obtain scans without motion artefacts sedation might be necessary in some patients. In small children an intravenous line has to be inserted by the paediatrician prior to tracer injection. Central venous catheters should not be used for application. Tracer Activity Considering an activity of 370 Mbq I123 mIBG for adults the EANM paediatric task group generally recommends calculation of the activity for children by the following formula: 370 Mbq*body weight (KG) 70 On the other hand in this patients group the radiation hazard is far less than the risk resulting from false negative or positive scanning results. Longer scanning times provoke motion artefacts. Even rescanning inadequate frames rarely improves the results in our experience. To obtain scintigrams of good quality within a short scanning time a sufficient count rate is necessary. Therefore, when using I123 mIBG, in children under 6 kg body weight we recommend an activity of 37 Mbq, in children from 6 to10 kg 50-75 Mbq, from 10 to15 kg 75-100 Mbq, and from 15 to 30 kg 150 Mbq. Above 30 kg the formula can be applied. Scanning Protocol As a compromise between best image quality and limitation of scanning time the imaging protocol should not exceed one hour. In the case of a double-head camera in children with a body length under 100 cm the planar whole body scintigraphy can be done within 35 minutes. SPET of the primary tumour region is useful in evaluation after surgery and chemotherapy but might also be important at the initial scintigraphic examination for later comparison. Using a three-head SPET camera the tomography protocol described below takes about 15 minutes for one region. The time for patient positioning and setting of the camera is included in our estimations. The 159 KeV photopeak of I123 has to be centred in a 20% energy window. Planar Scanning Scanning time: Twenty-four hours after tracer injection; for all frames with equivocal result a second time at 48 hours. Collimator: A double-headed gamma camera with low energy high resolution parallel hole collimators (LEHR) is recommended. To limit scanning time on all purpose parallel hole low energy collimator (LEAP) can be used in single-headed gamma cameras. Views: Whole body: anterior and posterior frames of skull/thorax, abdomen/pelvis, and upper extremities; lower extremities in anterior view. Acquisition: Ten minutes for each frame. When time is restricted or in case of a single-head gamma camera 6 minutes/view. The scans are stored in a 2562 pixel matrix. Single Photon Emission Tomography (SPET) Time: Twenty-four hour after tracer injections. Views: Region of the suspected primary tumour; other regions from skull to pelvis with equivocal planar result. Collimator: Multiple-head camera system with LEHR collimators. Acquisition: 360o in 6o steps, 30 seconds per step, 642 pixel matrix. Processing: Reconstruction using a ramp filter and 3D post-filter (Butterworth 6th order) or alternatively pre-filtering with a Butterworth filter (6th order) and back-projection with a ramp filter. Reorientation of the images in trans-axial and coronal slices. Scan Assessment Each scan should be evaluated directly from the screen by two independent experienced observers. Hard copies of the best possible quality should be archived. The raw data have to be stored on appropriate media for further evaluation. APPENDIX 3 DRUG INFORMATION CARBOPLATIN Formulation Vials containing solution of 50 mg/5 mls, 150 mg/15 mls or 450 mg/45 mls. Storage At room temperature. Reconstitution Dilute in water for injection BP or 5% dextrose to a maximum strength of 500 µgms per ml. Stability When reconstituted with water for injection or glucose 5%, 8 hours at room temperature, 24 hours in refrigerator. After dilution in glucose 5% infusion stable for 24 hours in refrigerator. Administrator In this protocol as 1 hour intravenous infusion. Toxicity Myelosuppression, especially thrombocytopenia, nausea and vomiting, low incidence of nephrotoxicity, ototoxicity, neurotoxicity and abnormalities of liver function. May cause urinary loss of serum, magnesium, potassium and calcium, so levels of these should be monitored. CYCLOPHOSPHAMIDE Formulation 100 mg, 200 mg, 500 mg and 1 G vials for reconstitution. Storage At room temperature. Stability Unreconstituted vials stable for 5 years at room temperature. A solution of Cyclophosphamide appears to be chemically stable for at least 28 days when stored 4 oC. Reconstituted solution (20 mg/ml) should be used within 3 hours when stored at room temperature, unless prepared under strict aseptic conditions, when it may be used within 8 hours. Administration Mesna is not required with the dose prescribed in this protocol. It is required with the second line chemotherapy (see appendix 5). Toxicity Myelosuppression, nausea, vomiting, alopecia, haemorrhagic cystitis, sterility, second malignancies including leukaemia or bladder cancer. May exacerbate the cardiotoxic effects of anthracycline therapy. DOXORUBICIN Formulation Vials containing 10 mg or 50 mg in solution (2 mg/ml). Vials containing 10 mg, 50 mg as powder. Storage Solution at 2-8 oC in refrigerator. Powder can be stored at room temperature. Reconstitution Each 10 mg should be reconstituted with 5 mls water for injection. Solution should be further diluted in 0.9% saline or 5% dextrose. Stability Powder 4 years at room temperature. Solution 2 years (2-8 oC in refrigerator) or 1 month at room temperature. Reconstituted solution (100 µg/ml) in 5% dextrose or 0.9% saline is stable for 28 days when stored in refrigerator. Solutions should be protected from light during storage and administration unless concentration is > 500 µg/ml and freshly prepared. Substantial photodegradation may occur at concentrations below 100 µg/ml if exposed to light. Administration The drug should be mixed with 0.9% saline and given over 6 hours. Toxicity Local necrosis if extravasation occurs. Cardiotoxicity. Bone marrow suppression, mucosal ulceration, nausea, vomiting, alopecia. ETOPOSIDE (VP16) Formulation Vials containing 100 mg Etoposide in 5 ml. Storage At room temperature. Reconstitution Ideally dilute to a concentration of 0.25-0.4 mg/ml in 0.9% sodium chloride. Stability Vials are stable for 5 years at room temperature. At concentrations of 0.4 mg/ml in 0.9% saline solutions are stable for 96 hours at room temperature in normal fluorescent lighting, in PVA containers. Solution in PVC infusion bags should be used immediately, to avoid leaching out of potential carcinogenic plasticisers. Administration By intravenous infusion over 2-4 hours (protected from light). Caution: Anaphylactic reaction usually manifested as severe hypotension may occur if infusion given too rapidly. Avoid extravasation. Toxicity Bone marrow suppression. Alopecia, headache, fever, hypotension, nausea, vomiting, anaphylactic reactions, second malignancies including leukaemia. VINCRISTINE Formulation 1 mg, 2 mg, 5 mg vials with 10 mls diluent. 1 ml, 2 ml, 5 ml vials of solution 1 mg/ml. Also available in pre-filled syringes containing 1 mg in 1 ml, 2 mg in 2 mls unpreserved. Storage At 2-8 oC in refrigerator. Stability Depends on formulation : Lyophilised powder (0.6 oC) 3 years. Solution (0-6 oC) 2 years. Reconstituted injection is stable for 14 days (2-8 oC). Diluted infusion (in 0.9% saline, 5% dextrose or Ringer’s lactate) is stable for 24 hours at 20 µg/ml. Administration By bolus intravenous injection. Ensure that needle is well into the vein to avoid extravasation. Toxicity Local necrosis if extravasated. Jaw pain, paresis, constipation, neurotoxicity and alopecia, alopecia, paralytic ileus and SIADH. APPENDIX 4 RECOMMENDATIONS FOR GRADING OF TOXIC EFFECTS Taken from CTC-NCIC criteria Site H H1 H2 H3 H4 H5 D D1 D2 Haematological Haemoglobin (g/100 ml) Leucocytes (1000/mm3) Granulocytes (1000/mm3) Platelets (100`0/mm3) Haemorrhage Grade 0 Grade 1 Grade 2 Grade 3 WNL <4.0 < 2.0 WNL None > 10.0 3.0-3.9 1.5-1.9 > 75 Petechiae 8.0-9.9 2.0-2.9 1.0-1.4 50-75 Mild blood loss 6.5-7.9 1.0-1.9 0.5-0.9 25-50 Needing blood transfusion or fundal haemorrhages < 1.5 x N 2.6 -5 x N 1.5 - 3 x N 5.1 -20 x N 5.1 -20 x N 2.1 - 5 x N Ulcerated lesions, requiring liquid diet only Moderate Intolerable requiring therapy Severe, abdominal distension WNL < 1.25 x N 1.26-2.5 x N D3 D4 D5 Digestive Bilirubin Transaminases (SGOT/SGPT) Alkaline phosphatase Amylase Stomatitis < 1.25 x N < 1.25 x N No change 1.26-2.5 x N < 1.5 x N Mild soreness, erythema D6 Nausea/vomiting None Nausea 2.6 -5 x N 1.6-2 x N Painful erythema, oedema, ulcers but can eat solids Transient vomiting < 5 episodes in 24 hrs D7 Diarrhoea None Transient < 2 days Tolerable but > 2 days D8 Constipation None or no change Mild M M M M3 M4 M5 M6 M7 Metabolic/Renal Blood creatinine Proteinuria Haematuria Na + mmol/L K+ mmol/lL Ca + mmol/L Mg++ mmol/l WNL No change No change 135-145 3.5-5.4 2.15-2.59 1.5-2.0 < 1.5 x N 1+ or < 3g/l Microscopic 146-149/130-134 5.5-5.9/3.1-3.4 2.6-2.89/1.9-2.1 1.2-1.4 1.5 - 3 x N 2-3 + or 3-10 g/l Gross no clots 150-155/125/129 6-6.4/2.6-3 2.9-3.09/1.7-1.89 0.9-1.1 3.1 - 6 x N 4+ or > 10 g/l Gross + clots 156-164/116/124 6.5-6.9/2.1-2.5 3.1-3.3/1.5-1.69 0.6-0.8 P P1 P2 P3 P4 Pulmonary PA O2 DL CO CV Function > 90 100-75% 100-75% No change 80-89 74-65% 74-65% Mild symptoms 65-79 64-55% 64-55% Exertional dyspnoea 50-64 54-40% 54-40% Dyspnoea at normal levels of exertion Transient vomiting > 5 episodes in 24 hrs RECOMMENDATIONS FOR GRADING OF TOXIC EFFECTS Site Grade 0 Grade 1 Grade 2 Grade 3 A Allergy No change Oedema, transient rash Mild bronchospasm, urticaria, no parenteral therapy needed Bronchospasm, parenteral therapy requ S Skin No change Macular, papular eruption, erythema, asymptomatic Dry desquamation, vesiculation, pruritus General symptomatic macular, papular vesicular eruption or ulceration I Infection C CI Cardiac Rhythm None Asymptomatic, transient ,requiring no therapy C2 Function No change Asymptomatic C3 Ischaemia None Non specific T wave flattening C4 > 30% C5 Echocardiograph y (FS) Hypotension C6 Hypertension N N1 Neurological Seizures N2 Minor infection: 1= culture negative fever without septic 2= central catheter related bacteraemia epidermidis, staphylococcus 3= other Recurrent/persistent requiring no therapy Requires treatment Mild congestive heart failure responsive therapy Angina without evidence of infection > 25% and < 30% Asymptomatic, decline of resting EF > 20% of baseline Asymptomatic St + T wave changes suggesting ischaemia > 20% and < 25% None or no change Changes requiring no therapy Requiring therapy but no hospitalisation Requiring therapy and hospitalisation. r within 48 hours after stopping the agent None or no change Asymptomatic, increase< 20 mmHg or < 150/100 if previous WNL. No treatment required Recurrent/persistent increase > 20 mmHg or > 150/100 if previous WNL. No treatment required Requires therapy Cortical None or no change Mild somnolence and agitation N3 Cerebellar None Slight incoordination Severe somnolence, agitation, confusion disorientation Locomotor ataxia N4 Sensory None or no change N5 Motor None or no change Mild paraesthesia and/or loss of deep tendon reflexes Subjective weakness, no objective findings Moderate somnolence (< 50% waking hors) or agitation Intention tremor, dysmetria, slurred speech, nystagmus Mild or moderate objective sensory loss; moderate paraesthesia Mild objective weakness, without significant impairment N6 N7 Vision Neuro-hearing None or no change Asymptomatic; hearing loss on audiometry only Symptomatic moderate hearing loss > 15 and < 20% Severe objective sensory loss, or paraes interfering with function Objective weakness with significant imp of function Symptomatic subtotal loss of vision Hearing loss interfering with function but correctable with hearing aid APPENDIX 5 Treatment of Progressive Disease Patients should be fully restaged including biopsy of the tumour to study histology and biological markers. 1. Recommendation for local relapse High dose Cisplatin and VP16 (Etoposide) x 2 courses Evaluation PR NR High dose Cyclophosphamide and VP16 Etoposide) x 2 courses ↵ Surgery Local irradiation or mIBG 2. Recommendation for metastatic relapse High dose Cyclophosphamide and VP16 (Etoposide) ↓ High dose Cisplatin and VP16 (Etoposide) ↓ High dose Cyclophosphamide and VP16 (Etoposide) ↓ High dose MIBG + chemotherapy with PBSCT ↓ Fenretinide x 6 months 3. Administration of drugs Give at 21 day intervals if WBC >1x109/l, neutrophils >0.5x109/l and platelets >100x109/l Cisplatin – VP16 VP16 : 100mg/m2/day x 5 days as daily infusion over 1-4 hours (total dose 500mg/m2) in 0.9%saline. Cisplatin: 40 mg/m2/day x 5 days as continuous infusion (total 200mg/m2) Either give as a 3% saline solution, or with mannitol (see national chemotherapy guidelines if available). Hyperhydration is required (3l/m2/day). Cyclophosphamide –VP16 4. VP16: 50 mg/m2/day x 5 days (total dose 250mg/m2) as continuous infusion in 0.9% NaCl Cyclophosphamide: 2g/m2/day as 3 hour infusion on days 2,3 and 4 (total dose 6g/m2) with hyperhydration (2.5 l/m2/day) and Uromitexan (2.4 gm/m2/day) Maintain urine output above 125mls/m2/hour with frusemide and empty bladder regularly. References Philip T, Ghalie R, Pinkerton R & al. A phase II study of high-dose Cisplatin and VP16 in neuroblastoma : a report from the Société Française d’Oncologie Pédiatrique. J. Clin. Oncol. 1987, 5 : 941-50. Meresse V, Vassal G, Michon J & al. Combined continuous infusion Etoposide with high-dose Cyclophosphamide for refractory neuroblastoma : A phase II study from the Société Française d’Oncologie Pédiatrique. J. Clin. Oncol. 1993, 11 : 630-7. APPENDIX 6 PATHOLOGY AND BIOLOGY GUIDELINES FOR RESECTABLE AND UNRESECTABLE NEUROBLASTIC TUMOURS AND BONE MARROW GUIDELINES FROM THE SIOP EUROPE NEUROBLASTOMA PATHOLOGY AND BIOLOGY GROUP Peter and Inge Ambros (Vienna, Austria): [email protected] In co-operation with: Gabriele Amann (Vienna, Austria) Klaus Beiske (Oslo, Norway) Emanuele d’Amore (Padova, Italy) Laurence Faulkner (Florence, Italy) Claudio Gambini, (Genoa, Italy) Michel Peuchmaur (Paris, France) Lisa Walaas (Oslo, Norway) For specific questions contact: Tru cut biopsies: Klaus Beiske: [email protected] Fine needle aspiration cytology: Lisa Walaas: fax +47 23 07 14 10 Immunoflourescence detection of tumour cells in the bone marrow: Peter Ambros: [email protected] Immunocytochemical detection of tumour cells in the bone marrow: Klaus Beiske: [email protected] Laurence Faulkner: [email protected] Biology Group: Peter Ambros (Austria) Inge Ambros (Austria) Jean Benard (France) Maria Boavide (Portugal) Nick Bown (United Kingdom) Huib Caron (The Netherlands) Valerie Combaret (France) Olivier Delattre (France) Nicole Gross (France) Per Kogner (Sweden) John Lunec (United Kingdom) Tommy Martinsson (Sweden) Rosa Noguera (Spain) Frank Speleman (Belgium) GianPaolo Tonini (Italy) Nadine Van Roy (Belgium) Pathology Group: Gabriele Amann (Austria) Inge Ambros (Austria) Klaus Beiske (Norway) Catherine Cullinane (United Kingdom) Emanuele d’Amore (Italy) Claudio Gambini (Italy) Samuel Navarro (Spain) Michel Peuchmaur (France) We are grateful to the members of the SIOP Neuroblastoma Biology and Pathology Group who provided us with valuable comments and suggestions 1.1 GENERAL REMARKS AND RECOMMENDATIONS: It is one of the major tasks of the local pathologist to save tumour material for diagnostic purposes, assessment of prognosis based on histopathology and for biological analyses. To enable reliable interpretation of the molecular-genetic results, the exact tumour cell content of the specimen used for these investigations has to be determined. This is possible only if the pathologist evaluates the specimens adjacent to those used for molecular-genetic/biologic analyses (for details see below). The handling of the tumour tissue should always be performed by the pathologist according to the following protocol which is essentially based on the LNESG protocol. Copies of these guidelines ought to be available to all pathologists dealing with tumour material from neuroblastoma patients. The tumour material should be transferred immediately from the operation theatre to the local pathology department under sterile conditions. The splitting of the tumour material must be done by the pathologist as soon as possible after the operation. The time of splitting up the tumour should be stated. In all instances, concerning either tumour resection or biopsies, tumour material from different tumour areas (nodules are of special interest!) ought to be taken for histologic and molecular-genetic/biologic examination. The reason for this recommendation is based on the observation of tumour heterogeneities at the genetic level (e.g. for the MYCN and/or the chromosome 1p status) and/or at the histologic level (Ganglioneuroblastoma, nodular subtype according to the International Neuroblastoma Classification, INPC, (Cancer 86, 349-371; 1999) both of which have prognostic implications. Close co-operation between pathologists and biologists is strongly recommended. Pathologists should inform the biologists if morphologically unfavourable looking areas are present in the paraffin embedded material but most likely not in the specimens selected for molecular-genetic/biologic investigations. These areas should also be specifically analysed using the paraffin material (see below). The patient’s peripheral blood (5-10ml, with heparin or EDTA) is needed for molecularbiologic studies as reference and should be sent to the reference biology laboratory together with the tumour specimens. The material selected for molecular-genetic/biologic investigations should be sent as fast as possible to the National Reference Biology Laboratory. Please refer to Appendix 7 for details specific to your National Group, in case of queries please contact the National group co-ordinator. If the tumour pieces selected for molecular-genetic/biologic investigations were not appropriate for getting reliable results, MYCN and chromosome 1p36.3 status and ploidy can be determined on the paraffin embedded material. Laboratories which do not perform this kind of investigation can send the paraffin blocks, ideally with H&E slides, to Drs. Peter and Inge Ambros, Vienna, Austria. 1.2 SPLITTING AND SECURING OF TUMOUR MATERIAL IN RESECTABLE TUMOURS: The following procedure is recommended (it is necessary for the pathologist to have help from a person, i.e. from a technician or the paediatric oncologist): Cut the tumour at the largest diameter and take at least two samples from, if existing, morphologically different appearing areas (1x1x1cm). Tissue from a suspected nodule must always be sampled. Identify the samples specifically with capitals (A, B, etc.) and cut each of them into four pieces which are marked with numbers (tumour specimen A 1-4, specimen B 1-4). More material can be processed in the same way (C, D, etc.), but material from two different areas is the minimum. Check carefully for the presence of nodules! A1 and B1: make 10 touch preparations (at least 5) from a freshly cut surface. The slides are air-dried and unfixed and, if necessary, they can be stored at –20°C (storage of the slides for one week at room temperature does not adversely affect the following analyses); for fluorescence based in situ hybridisation (FISH) and image cytometry (ICM). After making the touch slides, these pieces have to be fixed in formalin for routine histologic examination which also should include the determination and indication of the tumour cell content versus content of normal cells, such as Schwann cells, lymphocytes, fibrovascular stroma etc.; amount of necrosis should be indicated as well. This information is crucial for the interpretation of the FISH, ICM and cytogenetic results! A2 and B2: put in sterile culture medium (RPMI 1640) for cytogenetics, assessment of MYCN and chromosome 1p status (on cytospin preparations), evaluation of ploidy, drug sensitivity, etc. A3,4 and B3,4: snap freeze as soon as possible in separate vials in liquid nitrogen or at –70°C carbon dioxide. Tumour samples A, B, etc. (at least 1x1x1cm) piece 1: Touch preparations Formalin piece 2: RPMI 1640 1 2 3 4 pieces 3 and 4: snap freeze FREEZE AND SEND THE SAMPLES AS SOON AS POSSIBLE After this procedure, the rest of the operation specimen can be fixed in formalin and worked-up according to common guidelines. The whole central 4mm section of the tumour at the plane of the largest diameter should be embedded. A minimum of one tumour section per cm should be embedded from the whole specimen including central and peripheral areas of the tumour. Surgical margins must be reliably and reproducibly identifiable. 1.3 SPLITTING AND SECURING OF TUMOUR MATERIAL IN UNRESECTABLE TUMOURS: The general recommendations given in paragraph 1.1 should be followed. The splitting procedure depends on the amount of tumour material available for diagnostic histology and molecular-biologic investigations. Touch preparations can almost always be performed before fixing and embedding the tumour material (for tru cut and fine needle aspirations see below). 1.3.1 OPEN BIOPSY In case of open biopsy, two different areas of the tumour should be biopsied by the surgeon. Specimen size should equal at least 1 ccm. In accordance with the recommendations given above, the tumour specimens are labelled with capitals (A, B etc.), are cut into 4 pieces, and the procedure given in paragraph 1.2 can be followed. In case of smaller biopsy specimens, the material can be cut into only: 3 pieces: piece 1: for touch preparations and histology piece 2: for RPMI 1640 piece 3: for snap freezing or into 2 pieces: piece 1: for touch preparations and histology piece 2: for snap freezing 1.3.2 TRU CUT BIOPSIES General remarks If only tru cut biopsies are available, preferably four biopsies (at least two biopsies in case of small lesions) from different areas of the tumour should be obtained. Recommended needle size: 18G. Although tru cut biopsies are usually ultrasound-guided and performed by radiologists, the pathologist should be present during the procedure and immediately assess the quality of the specimens (macroscopically) in order to save trouble and frustration due to delivery of mainly necrotic material (see below). It is important that the tumour cell content is determined in the biopsy material used for molecular-genetic/biologic analyses. Handling of tru cut biopsies The pathologist/radiologist should not try to scrape off the tissue from the biopsy needle using a scalpel or other devices, but put the needle into a tube/glass with sterile RPMI 1640 or any sterile isotonic buffer and shake gently until the specimen is released into the fluid. This procedure helps to avoid artefacts due to crushing and squeezing. In addition, needle biopsies tend to stick to each other which may hamper the subsequent splitting of the material. Therefore, each biopsy should be kept in a separate tube containing RPMI 1640 or another sterile isotonic solution. Assessment of quality Specimens should be at least 1 cm long and 0.1 cm thick. Tiny and fragmented material cannot be approved. If there is any doubt regarding the quality of the material, shake the glass with the specimen thoroughly once or twice. If the specimen breaks to pieces, it often indicates tissue necrosis. The pathologist should not hesitate to ask for a new biopsy. Since it is impossible to judge macroscopically, whether a needle biopsy contains tumour cells or mainly stroma, tru cut biopsies should, if possible, be preceded by fine needle aspiration which (a) informs about the tumour cell content of the elected area after only a few minutes, and (b) produces cell suspensions for ploidy measurement and large numbers of cytological specimens for FISH analyses. Obtaining tru cut biopsies Variant 1) All pieces obtained are identified with capitals (A, B, etc.) and transferred from the tubes into separate (!) Petri dishes, pouring the whole content of the tube into the dish, and are divided carefully into two parts using a scalpel. This procedure should be done without using tweezers to avoid crush artefacts. One part of each piece is carefully transferred into a tube with formalin using a Pasteur pipette (plastic, for single use) to avoid crush artefacts. The other half of each piece is snap frozen. Put the specimen carefully on the wall of a freezing tube in order to avoid a curved orientation of the piece and put the tube into liquid nitrogen. The pathologist and the biologist should discuss and agree on the size of the parts they need for histology and for the biological analyses. Alternatively, one whole biopsy specimen could be used for histology and the second (third, etc.) specimen can be split. Touch preparations will be performed by the biologist using the snap frozen material. Variant 2) 4 pieces: 2 pieces are transferred from the isotonic solution or the RPMI 1640 into 4% buffered formalin in separate glasses and embedded in separate paraffin blocks (marked A and B) for morphological and immunohistochemical analysis. 2 pieces are gently transferred by tweezers into separate, flat-bottomed (!) plastic tubes, carefully overlaid by a water-based embedding compound for preparation of frozen tissue sections (try to keep the specimen localised at the bottom level of the vial!) and must be snap frozen as soon as possible in liquid nitrogen or at –70°C carbon dioxide for moleculargenetic/biologic analyses and immunocytochemistry. Make 10 touch preparations as described below. 2 pieces: 1 piece is transferred into formalin and embedded in paraffin and the other piece is snap frozen as described above followed by making 10 touch preparations. Procedure for making touch preparations It is well known that preparations containing whole nuclei (touch or cytospin preparations) are superior for FISH analyses. However, fresh unfixed needle biopsies only rarely yield enough cells when used for touch preparations. This problem can be solved by using the snap frozen material (see above) for making touch preparations. After careful removing the plug with the forceps by warming the tube in the hands, cut one frozen section starting from the bottom of the frozen plug, stain with H&E and assess for morphologically intact tumour cells (representativity). The cold cut surface of the plug can then be used for making touch preparations on warm (room temperature) glass slides, but be careful to refreeze the plug in time, because complete thawing destroys the morphology and renders the material inappropriate for any in situ-analyses at the single cell level. However, such specimens can still serve as sources for DNA/RNA and protein extraction (SB, PCR, comparative genome hybridisation, Northern blot, Western blot). Further comment If the frozen material does not contain sufficient numbers of tumour cells, FISH and ploidy analyses can be assessed on nuclei extracted from the paraffin-embedded bioptic material (see above). 1.3.3 FINE NEEDLE ASPIRATIONS CYTOLOGY (FNAC) General remarks In cases of unresectable tumours, the pathologists and biologists can also be confronted with tumour material derived from fine needle aspiration (FNA). In general, at least two separate punctures/aspirations should be performed from each tumour. Depending on the size of the tumour, the needle should be moved backward and forward into different areas under constant aspiration in order to sample from more than one region of the lesion . FNA is also recommended to be done before tru cut biopsies are taken. Recommended needle size: external diameter of 0.6-0.7 mm; 22-23 Gauge. The FNA sampling is usually performed in close co-operation between radiologist and cytopathologist. Due to the results of palpation and ultrasound examination of the tumour, FNA is either performed directly by the cytopathologist (palpable tumours) or by means of ultrasound guidance (non-palpable tumours). In this case, the radiologist guides the needle into the lesion, while the cytopathologist aspirates. Handling Beware of the ultrasound gel! When aspirated, it might ruin the morphology of the cells. The skin must be wiped carefully before puncture. An adequate aspiration will often contain 104-105 cells. The aspirate should always be utilised for preparation of smears and cell suspensions. 1. 2. 3. 4. Depending on the amount of aspirate, one droplet is placed on each of at least four slides and ordinary monolayer smears are produced and airdried. Subsequently, the needle and the rest of aspirate are flushed through with 1 ml sterile phosphate buffered saline and the cell suspension is kept in the Eppendorf vial. One smear from each aspiration is stained by the DiffQuik method which takes 3 min to render the smear light microscopically evaluable (preferentially done by an assisting cytotechnician!). A preliminary report on adequacy of the sample is given to the clinician and the radiologist, and the cytopathologist decides whether the FNA has to be repeated. Recommendations for subsequent analyses Smears are well suited for morphological evaluation (May GrÜnwald-Giemsa stain) - immunocytology - FISH (MYCN and 1p status etc.) - image cytometry, e.g. for static ploidy analysis Cell suspensions can be used for - FCM analysis of ploidy - tissue culture for e.g. cytogenetics - preparation of cytospins (about 103 cells per slide) which are air-dried over night and used for the same purposes as smears. Quality assessment A series of cytospin preparations often contains a more equal (i.e. predictable) number of tumour cells as compared to a series of individually produced touch preparations and smears. One smear/cytospin of each series/aspiration has to be analysed by morphology/immunocytology in order to estimate the number of tumour cells. This information must be sent together with the slide to the reference biology laboratory. Cytospins, smears and cell suspensions may be stored frozen for future analysis. 1.3.4 BONE MARROW ASPIRATIONS (see Chapter 3) In case of a high tumour cell number infiltrating the bone marrow in stage 4 patients, these cells can also be used for determination of the genetic composition of the circulating neuroblastic tumour cells. If the tumour cell content exceeds 60 per cent, the MYCN copy number can also be determined by SB. Lower infiltrations should always be analysed by FISH for evaluating the MYCN and 1p status. In unclear situations, a GD2 staining preceding the FISH is highly recommended. 1.4 HISTOLOGY/CYTOLOGY REPORT 1.4.1 Surgically resected tumours Morphologic classification: the tumour should be classified according to two classifications (Shimada 1984 and the International Neuroblastoma Classification, INPC, Cancer 86, 349-371, 1999). The mitotic rate and calcifications should also be indicated. Surgical margins of resection: it should be commented on if there are tumour cells infiltrating the resection margins or not, without making any conclusion as to whether the tumour residual is microscopic or macroscopic. Histological report on the specimens A1, B1 etc: This report must clearly indicate the estimated percentage of tumour cells, i.e. neuroblastic/ganglionic cells, versus Schwann cells and other normal cells contained in the samples used for the biological studies. A copy of this report should then be submitted to the molecular biologist. 1.4.2 Biopsies In the case of limited biopsy material, the tumour material obtained is not necessarily representative of the whole tumour. For example, the biopsy could be taken from either a neuroblastic nodule or the ganglioneuromatous area of a nodular Ganglioneuroblastoma. In such critical cases, the use of the following terms, according to the INPC, is recommended: Neuroblastic tumour, unclassifiable: this term relates to a tumour which belongs unequivocally to the peripheral neuroblastic tumour entity, but which cannot be allocated with certainty into one of the four basic categories which are: Neuroblastoma (Schwann cell stroma-poor) Ganglioneuroblastoma intermixed (Schwann cell stroma-rich) Ganglioneuroma (Schwann cell stroma-dominant) Ganglioneuroblastoma nodular (Schwann cell stroma-rich/-dominant and stroma-poor) Other terms recommended by the INPC to be used for tumours giving rise to problems in classification, are: Neuroblastoma (Schwann cell stroma-poor), NOS: this term is used for tumours with an unequivocal categorisation, but the subtype, i.e. undifferentiated, poorly differentiated, differentiating, cannot be assessed due to poor quality of the sections, extensive haemorrhage, necrosis, crush artefacts, etc. (see INPC). Ganglioneuroblastoma, NOS: is used for a tumour with a stroma-rich/-dominant appearance containing areas of extensive calcification which may obscure a stroma-poor nodule. 1.4.3 Fine Needle Aspiration Cytology (FNAC) Cytological preparations of neuroblastic tumours do not contain the information on tissue architecture necessary for histological classification. If only FNAC material is available for primary diagnosis, the report including number, morphology (differentiation status of tumour cells, Schwann cells, necrotic debris) and immunophenotype of the cells analysed must be submitted to the biologist. 1.5 TUMOUR MATERIAL OBTAINED AFTER CYTOTOXIC THERAPY Splitting of the tumour material in resected tumours or biopsies after cytotoxic therapy can be done following the same guidelines as for tumours resected or biopsied at diagnosis before cytotoxic therapy (see 1.1, 1.2, 1.3). However, for sampling, it has to be taken into consideration that necrotic areas and also calcifications can be massive. Therefore, it is especially essential to exactly state the percentage of viable tumour cells versus normal cells (see above). The amount of necrosis and calcification. It is known that both chemo- and radiotherapy can induce marked morphological changes and can also induce cytodifferentiation and maturation (with development of a Schwann cell stroma), but probably do not change the original genetic characteristics of the tumour. Therefore, tumours can be classified morphologically according to the INPC. However, the statement on pre-operative therapy has to be included in the diagnosis and no assignment to the prognostic subgroups must be made. 1.6 REGIONAL LYMPH NODE EXAMINATION Biopsy of regional nodes is highly recommended whenever feasible despite their appearance. Histology report: the pathologist's report should include information on: Site and number of positive nodes Types of metastatic spread according to: Presence of micrometastases (less than 2 mm) Intranodal parcelled metastases Intranodal massive metastases Nodal metastasis with extracapsular extension in localisations not adherent to the resected tumour specimen Morphological description of the tumour infiltrate 1.7 IMMUNOHISTOLOGY/-CYTOLOGY Differential diagnosis: In some cases, i.e. neuroblastomas, undifferentiated subtype according to the INPC, the differential diagnosis can make difficulties. In these instances, the use of the following antibodies is recommended: MIC2 (CD99), actin, desmin, low molecular-weight cytokeratin, leukocyte common antigen (CD45), and vimentin are usually negative in neuroblastic tumours. CD56 (N-CAM), NB84a, (monoclonal neuron specific enolase (NSE), neurofilament triplet protein (NF), synaptophysin, tyrosine hydroxylase, protein gene product 9.5). However, it has to be kept in mind that these markers may also be negative in undifferentiated neuroblastomas. Comments: NB84a does also react with epithelial cell and endothelial cells (see also below). Although GD2 is positive in virtually all cases of neuroblastic tumours and very useful in e.g. detection of neuroblastic cells in the bone marrow, anti GD2 staining cannot be recommended to be used for paraffin material (very high background staining). Moreover, GD2 expression is not restricted to neuroblastic tumours! Lymph node diagnostics: for differential diagnosis see above. In addition, the morphological result can be controlled by immunohistology using anti CD56 and anti NSE antibodies. If the NB84a antibody is applied, its reaction with endothelial cells should be kept in mind. Exact determination of the tumour cell content: especially in the samples used for molecular-genetic/biologic investigations and DNA analyses, the use of S-100 for unequivocal detection of Schwann cells and of leukocyte common antigen is recommended. Cytological material: for detection and quantification of tumour cells in bone marrow and fine needle aspirates, anti GD2 for bone marrow diagnostics, and anti GD2, anti CD56 and anti S-100 for material obtained by fine needle aspiration are recommended. For differential diagnosis see above. 1.8 PATHOLOGY REVIEW To be sent to the National reference pathologist: H&E slides from all available paraffin blocks It is most important to include the H&E slide from the paraffin block adjacent to the tumour specimens used for molecular-genetic/biologic investigations (sample A) 10 unstained sections from the most representative paraffin blocks Copy of the written report including immunohistological results The tumours will be reviewed by a central review panel. 2 BIOLOGY GUIDELINES FOR RESECTABLE AND UNRESECTABLE NEUROBLASTIC TUMOURS 2.1 GENERAL REMARKS AND RECOMMENDATIONS Analyses of MYCN, chromosome 1p36.3 status and tumour cell DNA content are obligatory investigations which have to be carried out in the National Reference Laboratories or other Reference Centres, i.e. laboratories participating in the European Neuroblastoma Quality Control Assessment (ENQUA) study. Results from other laboratories will not be used for treatment group assignment. To enable reliable interpretation of the molecular-genetic results, the exact tumour cell content of the specimen used for these investigations has to be determined. This is possible only if the pathologist evaluates the specimens adjacent to those used for molecular-genetic/biologic analyses (for details see below). An exact determination of the tumour cell content and correct tumour sampling are crucial prerequisites and absolutely necessary for obtaining reliable molecular-genetic/biologic results (see Chapter 1). To be eligible for the entry in the Trial it is essential that the results for the MYCN studies are available within two weeks (latest four weeks) of the tumour resection or the diagnostic biopsy. Infants found to have tumours with MYCN amplification it is essential that this result is confirmed by another technique. A common terminology for reporting MYCN and chromosome 1p36.3 results was developed by the ENQUA-group and is given below. For uniformity and comparability, it is strongly recommended to use these terms. A quality control study performed in 1998 made evident the pitfalls which are inherent to each method. A leaflet giving recommendations how to avoid or to reduce the most commonly observed problems and pitfalls will be circulated to all biology laboratories involved. 2.2 PROCEDURES FOR THE DETERMINATION OF THE TUMOUR CELL CONTENT Resected tumours and open biopsies (see also Chapter 1, Pathology Guidelines): Piece 1: FISH/ICM is performed on touch preparations. In this case, the tumour cell content is determined on the formalin-fixed paraffin-embedded material of piece 1 and is included in the pathology report. Don’t make any conclusion in case no numeric and no structural chromosome aberrations are found by FISH and/or the ICM indicates a diploid DNA content. First, the pathologist has to indicate whether the cells analysed are tumour cells or not! Piece 2: in RPMI 1640 is used for cytogenetic studies or for making cell suspension for FCM and cytospin preparations. Therefore, determination of the tumour cell content cannot be carried out using this specific piece. If there is any doubt about the nature of the cells analysed, e.g. no numeric, structural chromosome aberrations and/or presence of a diploid DNA content, a GD2, NB84a, S-100 and common leukocyte staining is recommended (see also Chapter 1). Pieces 3/4: are snap frozen by the pathologist and are used for immunohistological investigations and DNA extraction. For interpretation of the SB and PCR results, the knowledge of the exact tumour cell content is especially important. Therefore, the following procedure is recommended: The snap frozen piece is first used for making touch preparations (avoid complete thawing of the piece by dipping the piece repeatedly in liquid nitrogen!) for FISH and ICM. Then, frozen sections are made before extracting DNA for PCR, SB or other investigations. The frozen sections are especially important for determination and documentation of the tumour cell content. Snap frozen pieces 1. Prepare touch preparations (avoid complete thawing), at least 5 if possible 2. Make frozen sections (tumour cell content should be determined by the pathologist) 3. Extract DNA Tru cut biopsies: The snap frozen material received from the pathologist should be handled as indicated above for pieces 3 and 4. Fine needle aspirations: Smears and cell suspensions will be provided by the cytopathologist who will also indicate the tumour cell content. 2.3 GENETIC PARAMETERS TO BE ANALYSED 2.3.1 MYCN COPY NUMBER Methods and general remarks The MYCN copy number can be determined by Southern Blot (SB) or fluorescence based in situ hybridisation (FISH). Polymerase chain reaction (PCR) is not recommended to be used without a second method. It has to be kept in mind that by using SB as the only method for MYCN evaluation, the chance to miss possible heterogeneities in the MYCN status (see Chapter 1) or to misinterpret low amplification is higher (due to the ‘dilution’ effect) as compared to FISH analysis which is done on the single cell level. For SB and PCR, the tumour cell content has to be over 60 per cent. For FISH, at least 500 tumour cells from different areas on the slides have to be analysed. SB use either pNb1 (Dr Schwab, Heidelberg, FRG) or an equivalent probe and a probe for a single copy gene which has to be located on chromosome 2 (e.g L2.3). FISH: use either the Oncor (Vysis) MYCN probe or the pNb9 or pNb101 (Dr. Schwab, Heidelberg, FRG) and a chromosome 2 specific probe either specific to the centromere (D2Z, Oncor) or to chromosome 2pter (to avoid misinterpretation by centromeric associations). PCR: These studies are only accepted when the PCR data are compared with SB or FISH results. A detailed protocol (written by Dr. Olivier Delattre) will be circulated together with the pitfall protocol. MYCN copy number Irrespective of the method used, the copy number has to be indicated according to the number of chromosomes 2. MYCN definitions and report of results: SB and PCR - MYCN MYCN amplification = over 4-fold increase of the band intensity in relation to the band from the internal reference (on chromosome 2!). Imbalance = 2 to 4-fold increase of the band intensity in relation to the band from the internal standard (on chromosome 2). Needs further clarification by FISH! No MYCN amplification No result = Unclear or not interpretable result Sample contains less than 60 % of tumour cells No DNA/No tumour FISH-MYCN MYCN amplification = over 4 fold increase of the MYCN signal number in relation to the number of chromosomes 2. MYCN gain = 2 to 4 fold excess of MYCN copies in relation to the number of chromosomes 2. Needs further clarification! MYCN amplification focal No MYCN amplification No result = Unclear or not interpretable result Not enough tumour cells contained in the sample No tumour 2.3.2 CHROMOSOME 1P36.3 STATUS Methods and general remarks The integrity of the short arm of chromosome 1 (1p36.3) can be determined by three methods, i.e. SB, PCR and FISH. It has to be borne in mind that investigations carried out with SB and PCR can be used to answer the allelic status of the chromosomal region 1p36.3. In contrast, analyses done by FISH give information on the chromosomal level, i.e. on the relation between the numbers of centromeres and subtelomeric regions of chromosome 1. A 2 to 1 ratio found by FISH (i.e. 2 centromeres to 1 subtelomeric region) most likely corresponds to a loss of heterozygosity (LOH) found by SB or PCR. However, every other disproportion of centromeres and subtelomeric regions but with more than 1 1p36.3 signals (i.e. a 3 to 2, 4 to 3, 5 to 3 ratio etc.) found by FISH, does not necessarily reflect the presence of an LOH. Vice versa, lack of an LOH does not necessarily reflect lack of cytogenetic aberrations on chromosome 1p36.3. Therefore, it is strongly recommended to use both kinds of methods (SB/PCR and FISH) for the detection of chromosome 1p36.3 aberrations in order to get the whole information of possible changes in this important chromosomal region! For SB and PCR, the tumour cell content has to be at least 60 per cent. For FISH, at least 500 tumour cells from different areas on the slides have to be analysed. SB: use e.g. the probe CEB15 or another probe (e.g. D1S7, Dr. Jeffreys) within the consensus region (i.e. 1p36.3) PCR: use e.g. the primers specific for D1S76 and D1S80 or others within the consensus region. FISH: use e.g. the probe D1Z2 together with a centromeric probe (D1Z1) or a probe located on the long arm of chromosome 1 (to avoid misinterpretation by centromeric associations) in a double colour FISH approach. Chromosome 1p36.3 definitions and report of results PCR and SB – Chromosome 1p36.3 complete or almost complete disappearance of one band Allelic imbalance (=inconclusive) = one band weaker than the other band. This can mean either allele disequilibrium (e.g. two paternal and one maternal chromosomes 1) or LOH. In this case, the experiment has to be repeated, the tumour has to be checked by FISH, and the tumour cell content has to be re-evaluated! No allelic loss, no allelic imbalance No result = Unclear or not interpretable Constitutional homozygosity Sample contains less than 60% of tumour cells No DNA or no tumour Allelic loss (LOH) = FISH – Chromosome 1p36.3 Deletion = only one subtelomeric region of the short arm of chromosome 1 present (ratio 2/1 possibly together with 4/2 in the same tumour, 3/1, 4/1). FISH imbalance = disproportion of the ratio of centromeres of chromosome 1 to the subtelomeric regions of the short arm with more than one subtelomeric regions (ratio 3/2, 4/3, 4/2, 5/3 etc.). Needs further clarification by PCR or SB. No deletion, no FISH imbalance detected by FISH with the probes... No result = Unclear or not interpretable result Not enough tumour cells contained in the sample No tumour Recommendations: if less than 50% of the tumour cells show deletion or imbalance by FISH, more slides, samples or nuclei isolated from paraffin material shall be analysed; paraffin material should also be used when FISH on touch slides was not successful (e.g. ganglioneuroma). Report of the molecular-genetic results The molecular-genetic results should be reported in the following manner: A detailed description of the results and the methods used including percentages of tumour cells versus normal cells, hybridisation pattern etc. should be described in a report section. In the conclusion section, the result should be given as briefly and precisely as possible using the terminology given above. 2.3.3 DNA content Methods and general remarks Two methods, i.e. Flow Cytometry (FCM) and Image Cytometry (ICM) can be used for the assessment of the tumour cell DNA content. The number of chromosomes 1 obtained by FISH analysis should not be used for estimation of the DNA content as triploid tumour can be disomic for chromosome 1 or diploid tumours can be trisomic for chromosome 1 etc.! FCM: use reference cells derived from the same patient. In case, the tumour material is not appropriate for determining the DNA content by FCM and the respective reference laboratory does not perform ICM analyses, touch preparations can be sent to Dr. Per Kogner, Karolinska Institute, Stockholm, Sweden for ICM investigation. Report of the FCM/ICM results The report should indicate the method used and specify the number of tumour cells versus normal cells contained in the sample under investigation. The results on the DNA content of the tumour cells should be given in absolute numbers. 2.4 CENTRAL REVIEW 2.5 MYCN, chromosome 1p36.3 results and data on the DNA content will be centrally reviewed. ANALYSIS OF OTHER PARAMETERS TO BE CHECKED FOR THEIR CLINICAL RELEVANCE Gene products to be investigated High affinity nerve growth factor receptor (trkA or p140trk) Low affinity nerve growth facto receptor (LNGFR) CD44 Methods Expression of the genes listed above can be investigated on the RNA level by Northern blot or on the protein level by immunohistology. For Northern blot analyses, snap frozen material is essential. For analyses of these parameters, tumour samples can also be sent to Dr. Nicole Gross, Lausanne, CH and Drs. Marie Favrot and Valerie Combaret, Lyon, France. 3 BONE MARROW ASPIRATIONS 3.1 Supply two to four syringes with plugs and 10 to 20 glass slides for the bone marrow smears and one polished cover glass. In addition, prepare an adequate anticoagulant [e.g. heparin, EDTA, ACD (1:5)]. Two aspirations are necessary: one for bone marrow smears and the second for immunocytology, PCR or other techniques. First aspiration and preparation of bone marrow smears: Take bone marrow aspirates from at least two, but four different sites are strongly recommended. Aspirate briefly to obtain 0.2 ml to 0,5 ml bone marrow and put the whole amount on a glass slide. Put this slide in an upright position and allow the excess blood to flow down. Dip into the drop of bone marrow a polished glass cover slip and transfer this dipped cover slip to a new glass slide and immediately afterwards pull this small droplet with a cover slip along the slide. Air dry the slides for at least 10 minutes. Stain slides according to Pappenheim. Second aspiration for immunocytology: Anticoagulant marrow aspirates with heparin, EDTA, or ACD (1:5). Aspirate the appropriate [e.g. 100µl Heparin (1000IE/ml) in 10 ml PB or 5 ml BM] amount of anticoagulant into the syringe. To avoid excessive dilution with peripheral blood each aspirate should be no larger than 4-5 ml, ideally 2-3 ml. Shake immediately to allow the anticoagulant mix with the bone marrow. Repeat this procedure for each punctation site. Close the syringe properly to avoid leakage. Transport the closed syringes to the haematology or immunology laboratory at room temperature as fast as possible. 3.2 HANDLING OF THE BONE MARROW CELLS IN THE LABORATORY Separation of MNC, preparation and storage of cytospins Separate the mono-nuclear cells (MNC) by a Lymphoprep (Nycomed) or Ficoll density separation (1.077; follow the instructions of the manufacturer). Ideally, separate all different sites independently. When it is needed that the different sites are pooled, pool all bone marrows from the left site and right site separately. Alternatively, all sites can be pooled but this must be indicated. After careful taking out the MNC fraction, wash cells in PBS or Tris pH 7.0, without FCS and spin them down gently (e.g. 10min at 252g). The recovered mononuclear cell fraction (MNC) should be counted and tested for % of vitality by trypan blue dye-exclusion test. Make the cytospins either with a Hettich or Shandon centrifuge. A total number of at least 2x106 MNC should be analysed. Each investigator can choose the method he/she is more comfortable with, as long the cell preparations are not overcrowded and MNCs lie well separated from one another. In fact, cell clumps can give both false negative and false positive results. This MNC cell preparation can be achieved in different ways: by several (10-20) regular diameter (5 mm) (Shandon) or, preferably, 2-3 wide diameter (17 mm) (Hettich) cytospins, by MNC sedimentation on sticky slides (Poly-L-Lysine; CellLine, Cell-Tak). Cell preparations are air-dried for 2 to 24 hours and fixed with either 1-4% paraformaldehyde for 10 min (since GD2 is a lipid antigen alcohol fixatives should be avoided). The samples can be immediately stained or stored at –20°C or at –80°C (for prolonged storage) in air-tight plastic chambers or tightly wrapped in aluminium foil. After thawing, let samples dry (in closed boxes) for at least 2 hours before processing. GD2 Immunocytology The following guidelines have been developed for the purpose of improving initial staging accuracy, treatment response evaluation, and, ultimately, patient care. Presently, the use of anti GD2 antibodies to detect NB cells gives the most consistent results in terms of sensitivity and specificity. The GD2 antigen is a disialoganglioside highly and consistently expressed on neuroblastoma cells and not on normal marrow cells. In addition, this methodology is relatively simple, cheap and widely applicable. However, macrophages with internalised GD2 positive tumour material as well as unspecific adherence of the antibody to the nuclear or cellular membrane can give rise to difficulties. Therefore, the use of further independent or complimentary techniques in order to confirm or to disprove doubtful results is recommended (i.e. FISH for NB associated genetic aberrations, RTPCR for NB specific transcripts). • As long as each positive event is directly examined and confirmed under microscopy (this excludes flow cytometry), fluorescence-based immunocytology or immunocytochemistry techniques are equally acceptable, provided a permanent record is possible and the adequate study concept is followed and quality controls are performed (see .4). • In BM with less than 0,1% of tumour cell contamination at least 2x106 MNC should be analysed. In highly infiltrated BM samples a smaller number of MNC can be analysed (e.g. 30 fields in infiltrates over 1%). • At least three extra unstained cytospins should be stored frozen (ideally at - 70°C) for quality control studies. The primary monoclonal antibody employed is left to the preference of each investigator within a list of antibodies: 14.G2a (Ralph Reisfeld, La Jolla) 3F8 (Nai-Kong Cheung, New York) 5A7 (Nicole Gross, Lausanne) The primary antibody can be used in the purified form or as the hybridoma supernatant as long as the lowest concentration which consistently stains the positive control without background staining is employed. The type of secondary antibodies and development systems employed are left to the preference of each investigator as long as the detection system is validated with cell-line scalar dilutions and the proper negative and positive controls are employed (see below). Staining Protocols Fluorescence staining (Peter F. Ambros, CCRI Vienna, Tel +43-1-40470-412) Include always a positive and a negative slide (fixed as stated below) for control. Use either freshly prepared slides - but fresh slides must be air dried over night to obtain good results - or when frozen, thaw them for at least two hours at room temperature in closed boxes or wrapped before being used. Stain and fix slides with DAPI/paraformaldehyde for 10 min. Prepare a DAPI working solution by diluting 10µl of the stock solution (2mg/ml in PBS) in 10 ml PBS (store in the dark at 4°C). Use 50µl from the working solution, dilute in 850µl PBS and add 100µl 40% paraformaldehyde. Do not stain/fix slides in a chamber as tumour cells may float off and may adhere to other slides so obscuring the picture! Ideally, all staining and fixing procedures should be carried out under a cover slip. After fixation wash with PBS. Make sure that the cells do not dry out during the whole staining procedure! • • • • Remove excess of PBS and incubate the cells for 20 min. at 37°C with the anti GD2 antibody diluted in PBS including 3% BSA. Evaluate the correct staining concentration of the antibody by serial dilutions. • Wash with PBS including 3% BSA. Incubate with an anti mouse antibody (e.g. rabbit anti mouse, FITC labelled, DAKO F0313) 1:60 in PBS including 3% BSA for 30 min. • Wash again as above. Incubate with a swine anti rabbit FITC (DAKO F205) 1:60 in PBS including 3% BSA. Wash again with PBS, remove excess of liquid and mount (without drying the cells) with Glycerol containing an antifade (e.g. Citifluor AF3; UKC, Chem. Lab. Canterbury, CT2 7NH, UK in Glycerol+Citifluor+PBS, 8+1+1, or Vectashield+DAPI)) For detecting the tumour cells scan the slide with a 20x or 25x lens with a fluorescence microscope equipped with a FITC filter for detailed analysis change to a 50 times or 100 times lens. Pitfalls: To avoid misinterpretation of positive cells such as macrophages, plasma cells, staining of the nuclear membrane after disruption of the cell membrane etc., control morphology by phase contrast and DAPI staining. When the tumour cell infiltrate is less than 1 in 104 MNCs, check by FISH or another technique whether the genetic features of these cells correspond to the tumour cells (e.g. MYCN amplification, 1p deletion, or other chromosomal aberrations). This sequential analysis can ideally be done using MRDetect (MetaSystems, Altlussheim, FRG). Enzymatic staining A. (Klaus Beiske, Norwegian National Hospital Oslo, fax 0047-22-868596) For light microscopy microscopic demonstration of tumour cells, fix air dried cytospins in 4% paraformaldehyde for 10 min (without the DAPI solution) and incubate with the anti- GD2 antibody followed by polyclonal rabbit anti-mouse Ig antibody (DAKO D 314, Dakopatts, Copenhagen, Denmark) and swine anti-rabbit Ig antibody (DAKO D 306), both conjugated with alkaline phosphatase. Each incubation step is abrogated by threefold washing with TRIS-HCL buffer 0.01M at pH 7.6. Visualise specific binding by treatment with substrate solution (15 mg Naphtol AS-TR phosphate [Sigma], 20mg Fast Red ITR salt [Sigma], and 12mg Levamisole [Sigma], in 50 ml Michaelis Veronal acetate buffer pH 7.6) for 45 minutes at 37°C providing a deeply red staining product. Counterstain specimens with hematoxylin, mount from water with glycerine jelly, and examine under a light microscope. B. Labelled Avidin Binding (LAB) Method on Hettich Cytospins (106 MNCs each) (Lawrence Faulkner, Children’s Hospital Florence, fax 0039-55-570380) MNCs are resuspended at 1-2 x 106 cells/ml and cytospins containing up to 106 MNC each on a single area of 17 mm diameter are prepared by centrifugation 0.4-0.8 ml of the MNC suspension at 400g for 10’ (Hettich Centrifuge, Tuttlingen, Germany) on regular glass slides. Cytospins are dried at room temperature for 4 to 24 hours. After fixation for 10’ in cold acetone slides are washed in PBS for 5’, dried for 5’, followed by incubation for 30’ at room temperature in a humid chamber with the primary mouse monoclonal antiGD2 antibody. After rinsing, washing in PBS for 10’ and drying for 5’ the slides are incubated for 30’ with a polyclonal biotinylated anti-mouse antibody followed by rinsing, washing in PBS for 10’, drying for 5’ and by a third 10’ incubation with a streptavidinalkaline phosphatase complex (LSAB2, DAKO). After washing, incubation with new fuchsin chromogen (DAKO) for 8’ is used for staining bound alkaline phosphatase complexes. Counterstain by incubating 5’ with hematoxylin. For each staining procedure process a negative control (substituting the primary antibody solution with PBS) and a NB cell-line cytospin positive control. Note: Enzymatically stained specimens are inappropriate targets for interphase cytogenetics (e.g. FISH), since enzyme substrate complexes may cover the nucleus and thus prevent hybridisation. Extra cytospins should be available for staining with fluorescence labelled antibodies in order to increase the reliability of micrometastatic disease detection. 3.3 TEST INTERPRETATION, RESULT REPORTING AND QUALITY CONTROL STUDIES • For each test a negative control with a comparable number of MNC should be examined. A total of at least 0.5 to 1 x 106 MNCs should be evaluated for both the negative control (in which the primary antibody is substituted with a buffered saline solution) and the actual sample. For each staining procedure a positive control (prepared with a NB cell line) should be prepared. This number can be reduced in cases with a high tumour cell count (>5%). • A positive cell should be called such if it has a well recognisable nucleus and a completely stained cytoplasm. An interpretable test is a test in which the negative control has no significant background staining such as to interfere with positive cell discrimination and/or has no cells that would be scored as positive. The positive control has to be brightly stained. In other circumstances the test should be reported as non-interpretable. • In doubtful cases or in cases with a low tumour cell infiltrate, the genetic aberration of the tumour cells should be visualised to ensure that the immunological stained cell displays the same genetic aberration as the primary tumour. • In some instances clumps of amorphous GD2-positive material can be detected (cell membranes? micelles?), they should be reported as such and quantified as best as possible. + For highly positive samples (>1 GD2 cell per 200x field) the result can be reported as a percentage after having counted at least 30 fields. • The number of positive cells should be reported together with the total number of cells examined. The investigator should know how many total cells he/she is actually examining with an error no greater then 10-20% (the average cell loss during slide/cytospin preparation and/or staining should be initially verified for each immunocytology method). Light microscopically stained slides should be stored at room temperature. All positive and negative stained slides should be stored. Fluorescence slides should be stored at 4°C. Fluorescence signals due to bound antibody and/or hybridised probes should be registered and archived either as optically or digitally processed microphotographs. • Unstained slides from at least five different patients and NB cell line dilutions, will be circulated to other laboratories performing GD2 immunocytology. The testing results will be discussed at a meeting of the different groups. APPENDIX 7 ORGANISATIONAL ASPECTS The conduct of this international study will be according to the following agreed procedures: 1. Status of Study This is a collaborative study between several equal participating national groups. The core group includes Austria, Belgium, Denmark, France (SFOP), Italy, Norway, Portugal, Spain, Sweden, Switzerland and UK and Eire (UKCCSG). Other national groups may join the study after discussion with the study committee. 2. Steering committee Paediatric oncologists representing each national group and at least two statisticians will participate in the steering committee of the study. The Steering Committee shall meet as appropriate to consider patient treatment, eligibility and outcome to ensure the smooth running of the study. The information given twice yearly to the steering committee is: • Accrual rate, description of causes of ineligibility, • Toxicity data • Description of the events • Survival curves (overall and event-free survivals) Interim analyses will be given to the Steering Committee. All scientific decision concerning stopping, continuation or any amendment of the study will be made by the Steering Committee, after discussion with the D.M.C. 3. Data Monitoring Committee (DMC) An independent Data Monitoring Committee composed of 3 international experts will monitor the progress of the study on ethical and scientific grounds on an annual basis. The role of the DMC will be: a) To review accrual rate b) To examine interim analysis These interim analyses will remain confidential. On the basis of these analyses, the DMC may recommend whether the study should continue or whether it should be changed or terminated prematurely. c) To monitor toxicity Every 6 months the statistician for the study will circulate a report to members of the DMC about toxicity. The DMC will review these interim toxicity data although this is primarily the responsibility of the study committee. This biannual procedure will demonstrate any major toxicity. d) To examine other trials The DMC will review reports of related studies performed by other groups or organisations to determine whether such information materially affects the aims or preliminary findings of the study. e) Other The DMC will be asked to review any major alteration to the study proposed by the study committee prior to its implementation. 4. The Protocol a) One common protocol will be used for the international study by all national groups. The finalised master protocol in the English language will be held by the British Data Centre (UKCCSG). A literal translation of the English master protocol will be prepared, if necessary, by each national group. b) Each national group Data Centre will be responsible for distribution of protocols to centres within that national group. c) Addenda may be added independently by any of the national groups to address local needs, provided they have no bearing on the essential aims of the international protocol. d) Subsequent to finalisation, any amendments to the protocol must be agreed by all the national groups. The Central Data Centre, as the co-ordinators of the protocol, will issue a revised version of the protocol, as required. 5. Study forms and data collection a) Data may be collected on one common set of forms and forwarded to the central data centre or data may be collected in each national data centre and sent electronically using a common coding system, format and identical cross-checks. b) Each national group Data Centre will be responsible for distribution of forms to centre within that national group. c) Additional forms may be produced independently by any national group for the collection of data additional to that required for the international study. d) Subsequent to finalisation, amendments to the forms must be agreed by all national groups. The central Data Centre will be responsible for the issue of amended forms. e) Each national group shall collect forms for its own patients, and shall be responsible for data quality according to local practice. The data will be sent every 6 months unless a special request is made by the Central Data Centre. f) Registration will be carried out by faxing the pre-registration and registration forms to the National Data Centre. g) The master database for the entire study will be held at the Italian Data Centre. h) Address of the Italian Data Centre is: Trial Center – Neuroblastoma Unit National Institute for Cancer Research Advanced Biotechnology Center Largo R. Benzi n.10 16132 GENOVA ITALY Fax: Phone: E-mail: 00 39 010354103 00 39 0105737 [email protected] 6. Confidentiality of patient data a) The use of names as patient identifiers on paper forms and on national databases will be according to national practice. b) An abbreviated patient identifier may be used for data transfer and for the master database. 7. Data Quality Control a) On receipt of forms at the national data centre, common range and logical checks will be carried out on data prior to transfer to the master database. Any amendment to the checking programs shall require mutual agreement of all national groups. b) Data verification shall be carried out according to current national practice. Cross checks of data entry will be carried out occasionally, between national centres, on a sample of forms. c) Errors noted on the master database, after receipt of the group data, shall be reported back to the national centre. 8. Data analysis and monitoring a) Results of interim analysis of outcome and toxicity shall be reported to an independent international data monitoring committee (DMC) as scheduled by protocol. The DMC may recommend early stopping, continuation or extension of the study to the international study committee. b) Reports prepared from the national databases on overall outcome may be circulated locally subject to approval for release by the DMC. No other publication will be allowed. 9. Adverse Events a) Any adverse event (death, relapse or Grade 4 non-haematological life threatening toxicity) shall be reported immediately by the treating institution to the national centre and relayed to the other national centres, for further reporting according to local practice. b) The toxicity criteria will be the same for all participating groups and appear in Appendix 4. 10. Pathology Review a) For all cases, diagnosis is based on local pathologist observation but slides must be reviewed by one of the pathology panel. b) National group pathology data shall be discussed at the meeting of the international study committee. This committee will meet as appropriate. 11. Institutional/Local ethical approval and patient consent a) Institution/local ethical approval shall follow accepted national practice. b) Accepted national procedures for patient consent as documented shall be used. 12. Contacts and core committee members Members of the core committee for each country are listed on page 3.