Il Programma Horizon2020 - Unione delle Camere di Commercio

HORIZON 2020
The New EU Framework Programme for
Research and Innovation
Raffaella Bruzzone
- Presentazione del contesto
- La struttura del Programma Quadro H2020
- Servizi a sostegno della partecipazione a H2020
Europe 2020 strategy - key principles:
- Smart
- Sustainable GROWTH
- Inclusive
7 flagship initiatives:
- Innovation Union
- Resource efficient Europe
Europa
2020
Innovation
Union
Horizon
2020
A core part of Europe 2020, Innovation Union
& European Research Area:
* Responding to the economic crisis to invest in
future jobs and growth
* Addressing people’s concerns about their
livelihoods, safety and environment
* Strengthening the EU’s global position in
research, innovation and technology
7
PQ
EIT
CIP
2007 - 2013
Europa
2020
Innovation
Union
Horizon
2020
2014 - 2020
*Un singolo programma
che riunisce tre iniziative fino
ad ora separate
*Value chain che va dalla ricerca di frontiera , allo
sviluppo tecnologico, dimostrazione, valorizzazione dei
risultati e innovazione
*Innovazione, in tutte le sue forme
*Focus su societal challenges
*Accesso semplificato per le imprese, le università, etc
in tutti gli stati europei
*Sinergie con i Fondi Strutturali
*Budget: € 78,6 miliardi (2014-2020)
Industrial Leadership
Excellent Science
European Research Council
Frontier research by the best
individual teams
Future and Emerging
Technologies
Collaborative research to open
new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and
career development
Research infrastructures
(including e-infrastructure)
Ensuring access to world-class
facilities
Societal Challenges
Leadership in enabling and
industrial technologies
ICT, nanotechnologies,
materials, biotechnology,
manufacturing, space
Health, demographic change
and wellbeing
Access to risk finance
Leveraging private finance and
venture capital for research
and innovation
Secure, clean and efficient
energyInclusive, innovative and
reflective societies
Innovation in SMEs
Fostering all forms of
innovation in all types of SMEs
Climate action, resource
efficiency and raw materials
Food security, sustainable
agriculture, marine and
maritime research & the
bioeconomy
Smart, green and integrated
transport
Inclusive, innovative and
reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
Compromise % 27.06.13
Million € ( current prices
31,73%
17,00%
24.441
1. ERC
2. FET
3,50%
2.696
3. MS Curie Actions
8,00%
6.162
4. Research Infrastructures
3,23%
22,09%
2.488
17.016
Leadership in Enabling and Industrial Technologies
17,60%
13.557
Access to Risk Finance
3,69%
2.842
Innovation in SME’s
0,80%
616
38,53%
9,70%
29.679
I. Excellent Science, of which:
II. Industrial Leadership, of which:
13.095
II.I Societal Challenges, of which:
Health, demographic change and well being
7.472
Food security, sustainable agriculture, marine and maritime
research & the bio economy
5,00%
Secure, clean and efficient energy
7,70%
Smart, green and integrated transport
8,23%
Climate action, resource efficiency and raw materials
4,00%
Europe in a changing world – Inclusive, innovative and reflective
society
1,70%
Secure societies – Protecting freedom and security of Europe
and its citizens
2,20%
3.851
5.931
6.339
3.081
Spreading Excellence and Widening Participation
1.309
1.695
1,06%
816
Science with and for society
0,60%
462
European Institute of Innovation and Technology - EIT
3,52%
JRC Non-nuclear
2,47%
2.711
Total EU REGULATION
100,00%
1.903
77.028
Excellent Science
Industrial Leadership
European Research
Council
10%
4%
16%
Future and Emerging
Technologies
25%
Leadership in enabling
and industrial
technologies
Access to risk finance
54%
Marie Skłodowska Curie
Actions
11%
80%
Innovation in SMEs
European Research
Infrastructures (including
eInfrastructures)
Health, demographic change and wellbeing
Food security, sustainable agriculture and forestry, marine and
maritime and inland water research and the bioeconomy:
5%
Societal
challenges
6%
25%
10%
Secure, clean and efficient energy
Smart, green and integrated transport
21%
13%
20%
Climate action, environment, resource efficiency and raw
materials
inclusive, innovative and reflective Societies
Secure Societies
Why:
* World class science is the foundation of
tomorrow’s technologies, jobs and wellbeing
* Europe needs to develop, attract and retain
research talent
* Researchers need access to the best
infrastructures
*
*
Why:
* Strategic investments in key technologies
(e.g. advanced manufacturing, microelectronics) underpin innovation across
existing and emerging sectors
* Europe needs to attract more private
investment in research and innovation
* Europe needs more innovative small and
medium-sized enterprises (SMEs) to create
growth and jobs
*
*
Why:
* Concerns of citizens and society/EU policy
objectives (climate, environment, energy,
transport, etc) cannot be achieved without
innovation
* Breakthrough solutions come from multidisciplinary collaborations, including social
sciences & humanities
* Promising solutions need to be tested,
demonstrated and scaled up
*
*
Public private partnerships:
* Through Joint Technology Initiatives or other formal structures (Art. 187)
* Through contractual agreements, which provide inputs for work programmes
* Only when criteria met, e.g. clear commitments from private partners
Public public partnerships:
* Through « ERA-Nets » for topping up individual calls/actions (replacing current
ERA-Net, ERA-Net Plus, Inco-Net, Inno-net)
* Through participation in joint programmes between Member States (Art. 185)
* Supporting agendas of Joint Programming Initiatives when in line with Horizon
2020
* Only when criteria met, e.g. financial commitments of participating countries
European Innovation Partnerships:
* Not funding instruments, but for coordination with broader policies and
programmes
*
€22 billion Innovation Investment Package
Joint Technology Initiatives (under Article 187)
* Innovative Medicines Initiative 2
* Clean Sky (Aeronautics) 2
* Fuel Cell and Hydrogen 2
* Bio-based Industries
* Electronic components and systems
Joint programmes (under Article 185)
* European and Developing Countries Clinical Trials Partnership (EDCTP) 2
* European Metrology Research Programme 2
* Eurostars (for SMEs) 2
* Active and Assisted Living 2
*
2014
2015
2016
2017
2018
2019
2020
Strategic Programme
Strategic Programme
Work Programme 1
Work Programme 2
Strategic Programme
Work Programme 3
Work
Programme 4
Smaller and continuous updates to respond to unexpected developments
Calls published
on basis of WP
Ad hoc financing
decision
*
Calls published
on basis of WP
Ad hoc financing
decision
Calls published
on basis of WP
Ad hoc financing
decision
Calls published
on basis of WP
Work programme elaborato sulla base di una programmazione
strategica
Per aumentare l’impatto del finanziamento e per un maggiore
approccio integrato
'Key drivers' usate per identificare le aree sulle quali le risorse e
gli sforzi devono essere focalizzati per massimizzare il loro
impatto
competitività
sostenibile,
l'innovazione e la
crescita;
coinvolgimento
dell'industria,
incluse le PMI;
accesso ai
finanziamenti;
sviluppo di nuove
conoscenze e
miglioramento
delle skills;
diffusione di
tecnologie
abilitanti;
misure per
affrontare il
divide tra ricerca
e innovazione;
sostegno forte
partnership con
gli Stati membri,
e
approccio
strategico alla
cooperazione
internazionale.
*
SPECIFIC
CHALLENGE
• sets the context, the problem to be
addressed, why intervention is
necessary
• delineates the problem, specifies the
focus and the boundaries of the
potential action BUT without describing
specific approaches
SCOPE
EXPECTED
IMPACT
• describe the key elements of what is
expected to be achieved in relation to
the specific challenge
*
*
CHI PUO’ PARTECIPARE?
Qualsiasi soggetto giuridico, universita’ o
centro di ricerca stabilito in uno stato
membro o associato* o in un paese terzo
JRC (Joint Research Centre)
Organizzazioni internazionali di interesse
EU
Organizzazioni internazionali e soggetti
stabiliti in paesi terzi in aggiunta alle
condizioni minime
*Albania, Bosnia-Herzegovina, CroaZia, FYR Macedonia, Islanda,
Israele, Liechtenstein, Montenegro, Norvegia, Serbia, Svizzera,
Turchia
CHI PUO’ RICEVERE
IL FINANZIAMENTO?
Qualsiasi soggetto giuridico, universita’
o centro di ricerca stabilito in uno stato
membro o associato o in un paese terzo
JRC (Joint Research Centre)
Paesi ICPC
Organizzazioni internazionali di
interesse EU
Organizzazioni internazionali e soggetti
stabiliti in paesi terzi non ICPC solo
eccezionalmente
se
previsto
dal
WP/accordo bilaterale
oppure se
essenziale per l’azione
POSSIBILITA’ DI JOINT CALL CON I PAESI TERZI E LE ORG. INTERNAZIONALI
*
3 SOGGETTI GIURIDICI indipendenti stabiliti
in 3 diversi stati membri o associati
1 SOLO PARTECIPANTE
ERC, SME Instrument, Azioni Co-fund, CSA, Azioni a
Supporto della Mobilità e della Formazione dei
Ricercatori (Marie Curie)
CONDIZIONI AGGIUNTIVE: possono essere previste
nel work programme (n. di partecipanti, tipologie
di partecipanti, etc…)
*
Enlargement and
neighbourhood
countries, and EFTA
Industrialised
countries and
emerging economies
• Focus su allineamento
con ERA
• Supporto alle politiche
di allargamento e
vicinato (supporto
nello sviluppare un
comune 'Knowledge
and Innovation Space')
• Focus su competitività
• Affrontare sfide
globali
• Opportunità di
business e accesso a
nuovi mercati
• (compresi Associated
Countries)
AREE DI
INTERESSE IDENTIFICATE IN BASE A
Capacità in R&I
Contributo ai commitment
internazionali
*
Developing countries
• Supportare politiche di
sviluppo costruendo
partnerships che
contribuiscono allo
sviluppo sostenibile
• Indirizzate a sfide
rilevanti (e.g. povertyrelated diseases,
energy and food
security, biodiversity)
:
Apertura del mercato
Frameworks in atto per avviare una
cooperazione
Pubblic
Procurement
of Innovative
solution (PPI)
Strumento
PMI
*
Coordination
and Support
Action
Prize
Fast track
to
innovation
(+)Innovazione
Pre –
commercial
procurement
(PCP)
CSA
Eranet
Co –Fund
Innovation
action
Ricerca collaborativa
Research
and
innovation
action
Research
and
innovation
action
Innovation
action
Strumento
PMI
Ricerca collaborativa
R&I
actions
Basic research,
applied research,
technology
development and
integration, and
testing e validation on
a small scale
prototype in a
laboratory or
simulated
environment
Funding rate:
100% costi
diretti, 25%
costi indiretti
*
I actions
Prototyping, testing,
demostrating,
piloting, large - scale
product validation
and market
replication
Funding Rate:
70% costi
diretti (100%
no profit); 25%
costi indiretti
a. Demostration
or pilot
b. Market
replication
Pre –commercial
procurement
(PCP)
Pubblic
Procurement of
Innovative
solution (PPI)
Co –Fund
Eranet
ERA-NET Cofund under Horizon 2020 is designed to
support public-public partnerships, including joint
programming initiatives between Member States, in
their preparation, establishment of networking
structures, design, implementation and coordination
of joint activities as well as Union topping-up of a
trans-national call for proposals.
The main and compulsory activity of the ERA-NET
Cofund under Horizon 2020 is the
implementation of the co-funded joint call for
proposals that leads to the funding of transnational
research and/or innovation projects.
Funding rate: The Union contribution
will be limited to a maximum of 33%
of the total eligible costs of the
action.
Pre –
commercial
procurement
(PCP)
Pubblic
Procurement of
Innovative
solution (PPI)
Co –Fund
Eranet
PCP cofund actions aim to encourage public
procurement of research, development and validation
of new solutions that can bring significant quality and
efficiency improvements in areas of public interest,
whilst opening market opportunities for industry and
researchers active in Europe.
A PCP cofund action provides Union cofunding for a
group of procurers (‘buyers group’) to undertake
together one joint PCP procurement, so that there is
one joint call for tender, one joint evaluation of offers,
and a lead procurer awarding the R&D service
contracts in the name and on behalf of the buyers
group.
Funding rate: the Union contribution
will be limited to maximum 70% of
the total eligible costs of the action.
Pre –commercial
procurement
(PCP)
Public
Procurement
of Innovative
solution (PPI)
Co –Fund
Eranet
The objective of PPI cofund actions is to enable groups
of procurers to share the
risks of acting as early adopters of innovative solutions,
whilst opening market opportunities
for industry. A PPI Cofund action provides Union
cofunding for a group of procurers (‘buyers
group’) to undertake together one joint PPI
procurement, so that there is one joint PPI call for
tender launched by the ‘lead procurer’ and one joint
evaluation of offers.
Funding rate: the Union contribution
will be limited to maximum 20% of
the total eligible costs of the action.
CSA
Coordination
and Support
Action
Actions consisting primarily of accompanying
measures such as:
standardisation, dissemination, awareness-raising and
communication, networking, coordination or support
services, policy dialogues and mutual learning
exercises and studies, including design studies for
new infrastructure.
They may also include complementary activities of
strategic planning, networking and coordination
between programmes in different countries.
Funding rate: 100% costi diretti,
25% costi indiretti
Fast track to
innovation
(+)Innovazione
Prize
PRIZE: recentemente aperto il bando per la
presentazione di idee altamente innovative in
ambito:
- “qualità dell’aria” (scadenza 23/1/2018);
- “tecnologie digitali” per abbattimento barriere
ottiche alla trasmissione (scadenza 15/3/2016) e
per “collaborative spectrum sharing” (scadenza
17/12/2015);
- a breve disponibile il bando per “qualità dei
prodotti alimentari”
FTI aims to accelerate the commercialization process
by providing extended funding opportunities through
an open and agile scheme nurturing bottom-up ideas
from innovative constituencies across Europe.
Funding rate: 70% costi diretti,
25% costi indiretti
*Work Programme (introduction e WP specifico
per tema)
*General Annexes (A-K)
*Template (per tipologia di azione)
*Regolamenti (1.Horizon 2020 - Regulation of
Establishment; 2. Euratom Horizon 2020 Regulation of Establishment; 3. Rules for
participation; 4 Specific programme;
5. European institute of Innovation and
Technology (EIT))
*Annoted grant agreement
*
http://ec.europa.eu/research/participants/portal
/page/home
ECAS password
PICs per tutti I partners
PREPARAZIONE della PROPOSTA,
On-line per la parte strutturata (5 sezioni)
Upload della parte non strutturata (template fornito dalla CE, da caricare in pdf)
SOTTOMISSIONE DELLA PROPOSTA
Validation checks
PRESENTAZIONE COMPLETA entro la SCADENZA delle17h00
Tasso di fallimento nella presentazione= + 1%
Unica ragione per il fallimento; sottomissione last minute
Problemi tecnici
Errori indotti dal panico (es. Caricamento della versione errata)
Caricamento tardivo, oltre la scadenza del bando
*
*
* PRESENTAZIONE IN ONE STAGE
* PRESENTAZIONE IN DOPPIO
* R&A/IA, CSA
* R&IA, IA
CRITERI:
CRITERI:
* Eccellenza,
* Impatto
* Implementazione
* Eccellenza
* Impatto (parte)
STAGE
* Limiti pagina:
* Limiti pagina :
70 (R&IA), 50 (CSA)
15 (att.ne eccezioni) inclusa
cover page
SEZIONE 1
* Titolo, acronimo, obiettivo etc.
* Keywords (fisse e libere)
* Abstract della proposta (2000
caratteri max)
* Presentazioni
precedenti/simultanee
SEZIONE 2
(1 form per partner)
* Participant Identification Code
(PIC) obbligatorio!
* Dipartmento
* Dipendenza
* Contatti
*
SEZIONE 3
* Costi e contributo UE
SEZIONE 4
* Questionario su etica
SEZIONE 5
* Questionario sul bando
*
1.
EXCELLENCE
3.
1.1
Objectives*
3.1
Work plan — Work
packages, deliverables and
milestones
1.2
Relation to the work
programme *
IMPLEMENTATION
Management structure
Concept and approach* 3.2
and procedures
1.4
Ambition*
3.3
Consortium as a whole
2.
IMPACT
3.4
Resources to be
2.1
Expected impacts *
committed
2.2
Measures to maximise 4. Members of the
impact
consortium
1.3
a) Dissemination and
exploitation of results
b) Communication activities
*
5. Ethics and Security
*A. direct personnel costs;
*B. direct costs of subcontracting;
*C. not applicable;
*D. other direct costs;
*E. indirect costs;
*
*
FTI aims to accelerate the commercialization process by providing extended
funding opportunities through an open and agile scheme nurturing bottom-up ideas
from innovative constituencies across Europe.
The FTI pilot supports projects undertaking innovation from the demonstration
stage through to market uptake, including stages such as piloting, test-beds,
systems validation in real world/working conditions, validation of business models,
pre-normative research, and standard-setting. It targets relatively mature new
technologies, concepts, processes and business models that need a last
development step to reach the market and achieve wider deployment.
To this end, if a proposal involves technological innovation, the consortium must
declare that the technology or the technologies concerned are at least at
Technology Readiness Level (TRL) 6. Projects can be interdisciplinary.
Proposals must relate to any field under the specific objective "Leadership in
enabling and industrial technologies" and/or to any of the specific objectives under
the priority "Societal challenges"
Deadlines in 2015 (for both phases):
* 29 April
1 September
*
1 December
* Sul programma
http://ec.europa.eu/research/horizon2020/index_en.cfm
http://ec.europa.eu/horizon2020
* Su servizi di assistenza
* NCP network (National Contact Points)
* EEN Network (Enterprise Europe Network)
*
Unioncamere Liguria
Via San Lorenzo, 15/1
16123 - Genova
www.alpsliguria.eu
Tel. (+39) 010-24852207/09
Fax. (+39) 010-2471522
*
Raffaella Bruzzone
[email protected]